Nuveen’s Sorrento Therapeutics, Inc. SRNE Stock Holding History

Nuveen’s Portfolio SRNE Stock Details SRNE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-2,833,364	Closed	-$2.51M	–	3176
2022 Q4	$2.51M	Buy	2,833,364 +729,384	+35%	+$968K	﹤0.01%	2283
2022 Q3	$3.3M	Buy	2,103,980 +556,799	+36%	+$1.26M	﹤0.01%	2133
2022 Q2	$3.11M	Buy	1,547,181 +522,509	+51%	+$903K	﹤0.01%	2209
2022 Q1	$2.57M	Buy	1,024,672 +78,729	+8%	+$246K	﹤0.01%	2388
2021 Q4	$5.66M	Sell	945,943 -144,002	-13%	-$894K	﹤0.01%	2043
2021 Q3	$8.99M	Sell	1,089,945 -125,802	-10%	-$1.07M	﹤0.01%	1855
2021 Q2	$11.8M	Buy	1,215,747 +113,284	+10%	+$902K	﹤0.01%	1758
2021 Q1	$9.12M	Sell	1,102,463 -173,671	-14%	-$1.83M	﹤0.01%	1854
2020 Q4	$8.71M	Buy	1,276,134 +60,315	+5%	+$484K	﹤0.01%	1797
2020 Q3	$13.6M	Buy	1,215,819 +390,089	+47%	+$3.57M	0.01%	1310
2020 Q2	$5.18M	Buy	825,730 +312,194	+61%	+$1.2M	﹤0.01%	1876
2020 Q1	$945K	Buy	513,536 +16,212	+3%	+$46.7K	﹤0.01%	2534
2019 Q4	$1.68M	Sell	497,324 -44,864	-8%	-$107K	﹤0.01%	2495
2019 Q3	$1.16M	Buy	542,188 +93,448	+21%	+$218K	﹤0.01%	2636
2019 Q2	$1.2M	Buy	+448,740	New	+$1.61M	﹤0.01%	2664

Other funds holding SRNE

Paloma Partners Greenwich, Connecticut $177M AUM 286.05% 1-Year Est. Return

Oaktree Capital Management Los Angeles, California $5.91B AUM 42.97% 1-Year Est. Return

Oaktree Fund Advisors Los Angles, California $56.9M AUM 80.32% 1-Year Est. Return

Crescent Grove Advisors Lake Forest, Illinois $1.01B AUM 17.78% 1-Year Est. Return

Lattice Capital Management Kirkland, Washington $56.9M AUM 49.15% 1-Year Est. Return

S&T Bank Indiana, Pennsylvania $268M AUM 39.92% 1-Year Est. Return

GoalVest Advisory New York $539M AUM 27.49% 1-Year Est. Return

Houlihan Financial Resource Group Ashburn, Virginia $257M AUM 14.19% 1-Year Est. Return

Valeo Financial Advisors Carmel, Indiana $4.74B AUM 27.69% 1-Year Est. Return

Granite Bay Wealth Management Portsmouth, New Hampshire $470M AUM 15.4% 1-Year Est. Return