Nuveen’s Spectra Energy Corp Wi SE Stock Holding History

Nuveen’s Portfolio SE Stock Details SE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-15,000	Closed	-$616K	–	1577
2016 Q4	$616K	Sell	15,000 -15,000	-50%	-$622K	﹤0.01%	1274
2016 Q3	$1.28M	Sell	30,000 -10,000	-25%	-$381K	0.01%	991
2016 Q2	$1.47M	Buy	40,000 +15,000	+60%	+$478K	0.01%	875
2016 Q1	$765	Buy	25,000 +5,000	+25%	+$141K	﹤0.01%	1119
2015 Q4	$479	Sell	20,000 -5,000	-20%	-$133K	﹤0.01%	1291
2015 Q3	$657	Sell	25,000 -10,000	-29%	-$291K	﹤0.01%	1243
2015 Q2	$1.14K	Sell	35,000 -4,000	-10%	-$142K	0.01%	1093
2015 Q1	$1.41M	Sell	39,000 -1,000	-3%	-$35K	0.01%	1018
2014 Q4	$1.45M	Buy	+40,000	New	+$1.51M	0.01%	1015
2014 Q3	–	Sell	-30,000	Closed	-$1.27M	–	1666
2014 Q2	$1.27M	Sell	30,000 -20,000	-40%	-$801K	0.01%	1041
2014 Q1	$1.85M	Sell	50,000 -35,000	-41%	-$1.27M	0.01%	836
2013 Q4	$3.13M	Buy	85,000 +3,000	+4%	+$103K	0.02%	625
2013 Q3	$2.4M	Sell	82,000 -9,000	-10%	-$311K	0.02%	732
2013 Q2	$3.14M	Buy	+91,000	New	+$2.86M	0.02%	621

Other funds holding SE

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Jacobs & Co San Francisco, California $1.17B AUM 37.3% 1-Year Est. Return

BFG

Beacon Financial Group Dallas, Texas $1.1B AUM 21.5% 1-Year Est. Return

LAM

Lebenthal Asset Management New York $807M AUM 16.82% 1-Year Est. Return

FNB

Farmers National Bank Danville, Kentucky $453M AUM 19.46% 1-Year Est. Return

Kimelman & Baird New York $1.22B AUM 11.47% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.38B AUM 30.57% 1-Year Est. Return

JWA

JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return

Nuveen's SE Position: Q1 2017 in Review

Nuveen sold out of Spectra Energy Corp Wi (SE) in Q1 2017, closing a stake of 1,461,066 shares — an estimated $60M sold.

Nuveen first reported a position in SE in Q2 2013 and held it in 15 quarters. The position peaked at $95M in Q4 2013. 10 funds tracked by Wall St. Rank hold SE as of Q1 2017.

Nuveen reported no remaining Spectra Energy Corp Wi position as of Q1 2017 after selling out during the quarter.
Nuveen sold 1,461,066 Spectra Energy Corp Wi shares in Q1 2017, an estimated $60M.
Nuveen first reported a position in Spectra Energy Corp Wi in Q2 2013 and held it in 15 quarters.
Nuveen's Spectra Energy Corp Wi position peaked at $95M in Q4 2013.
10 funds tracked by Wall St. Rank held Spectra Energy Corp Wi as of Q1 2017.

Based on Nuveen's 13F filing for Q1 2017, filed 15 May 2017.