We are live on ! Find out more
NFA

Nuveen Fund Advisors Portfolio holdings

AUM $239K
1-Year Est. Return 19.32%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+19.32%
3 Year Est. Return
+52.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$135M
Cap. Flow
-$153M
Cap. Flow %
-31.19%
Top 10 Hldgs %
14.86%
Holding
420
New
1
Increased
–
Reduced
352
Closed
66

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$181K

Top Sells

Rank Stock Value
1
SPLS
Staples Inc
SPLS
+$4.04M
2
BA icon
Boeing
BA
+$4.03M
3
VZ icon
Verizon
VZ
+$3.39M
4
GM icon
General Motors
GM
+$2.34M
5
CSCO icon
Cisco
CSCO
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 17.3%
2 Healthcare 15.21%
3 Technology 11.58%
4 Consumer Discretionary 9.87%
5 Industrials 8.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
176
Novartis
NVS
$297B
$755K 0.15%
9,817
-2,326
-19% -$176K
UL icon
177
Unilever
UL
$132B
$755K 0.15%
11,582
-1,447
-11% -$93K
GIS icon
178
General Mills
GIS
$19.5B
$745K 0.15%
14,402
-1,521
-10% -$83.4K
FDUS icon
179
Fidus Investment
FDUS
$752M
$734K 0.15%
45,665
-5,534
-11% -$90.8K
NGG icon
180
National Grid
NGG
$81.9B
$732K 0.15%
13,204
-2,111
-14% -$118K
ARI
181
Apollo Commercial Real Estate
ARI
$887M
$723K 0.15%
39,910
-5,328
-12% -$96.4K
CAJ
182
DELISTED
Canon, Inc.
CAJ
$709K 0.14%
20,660
-3,014
-13% -$104K
ELV icon
183
Elevance Health
ELV
$82B
$707K 0.14%
3,726
-257
-6% -$48.9K
ALXN
184
DELISTED
Alexion Pharmaceuticals
ALXN
$703K 0.14%
5,011
-716
-13% -$97.3K
HD icon
185
Home Depot
HD
$337B
$684K 0.14%
4,183
-6,573
-61% -$1.01M
XEL icon
186
Xcel Energy
XEL
$50.5B
$681K 0.14%
14,395
-1,666
-10% -$79.9K
USB icon
187
US Bancorp
USB
$98.9B
$677K 0.14%
12,641
-4,557
-26% -$238K
LMT icon
188
Lockheed Martin
LMT
$134B
$676K 0.14%
2,180
-1,020
-32% -$304K
CLX icon
189
Clorox
CLX
$11.7B
$663K 0.13%
5,027
-2,406
-32% -$323K
STWD icon
190
Starwood Property Trust
STWD
$6.14B
$660K 0.13%
30,372
-2,997
-9% -$66.1K
M icon
191
Macy's
M
$6.49B
$656K 0.13%
30,076
-30,955
-51% -$681K
STT icon
192
State Street
STT
$50.6B
$656K 0.13%
6,866
-1,741
-20% -$162K
DCM
193
DELISTED
NTT DOCOMO, Inc.
DCM
$645K 0.13%
28,291
-3,878
-12% -$90.2K
ULTA icon
194
Ulta Beauty
ULTA
$20.5B
$644K 0.13%
2,851
-366
-11% -$88.1K
TD icon
195
Toronto Dominion Bank
TD
$197B
$640K 0.13%
11,367
-1,685
-13% -$88.5K
ACRE
196
Ares Commercial Real Estate
ACRE
$256M
$631K 0.13%
47,392
-5,744
-11% -$75.3K
RDS.B
197
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$628K 0.13%
10,042
-2,185
-18% -$125K
SCM icon
198
Stellus Capital Investment Corp
SCM
$208M
$626K 0.13%
45,868
-4,288
-9% -$58.4K
IEI icon
199
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$624K 0.13%
5,049
-305
-6% -$37.8K
MTD icon
200
Mettler-Toledo International
MTD
$27B
$614K 0.12%
981
-168
-15% -$101K
6 7
8
9 10

Similar funds

PGC
Pacific Grove Capital San Francisco, California $15.2K AUM 40.63% 1-Year Est. Return
CAM
CMT Asset Management Chicago, Illinois $1.02M AUM 41.28% 1-Year Est. Return
CCM
Chieftain Capital Management New York $3.03M AUM 3.88% 1-Year Est. Return
LPC
Loeb Partners Corp New York $4.86M AUM 7.22% 1-Year Est. Return
TCM
Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return
SGS
Sterling Global Strategies Carlsbad, California $18M AUM 11.58% 1-Year Est. Return
ACM
Aegea Capital Management Chicago, Illinois $18.6M AUM
HMPV
Highland Management Partners VI Cambridge, Massachusetts $22.7M AUM

Nuveen Fund Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Nuveen Fund Advisors held 420 positions worth $492M, down 22% from $627M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Nuveen Fund Advisors withdrew a net $153M in Q3 2017, closing 66 positions and reducing 352 holdings. Its most notable exit was Staples Inc, an estimated $4.04M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Nuveen Fund Advisors opened a new position in Applied Materials worth $208K.

  • Nuveen Fund Advisors's largest Q3 2017 buy was Applied Materials: 3,998 shares worth $208K.
  • Nuveen Fund Advisors's biggest Q3 2017 reduction was Boeing, cutting an estimated $4.03M.
  • Nuveen Fund Advisors fully exited Staples Inc in Q3 2017, selling an estimated $4.04M.
  • Nuveen Fund Advisors's ten largest holdings make up 15% of its $492M portfolio in Q3 2017.
  • Nuveen Fund Advisors opened 1 new position and closed 66 in Q3 2017.
  • Nuveen Fund Advisors's portfolio value fell 22% quarter-over-quarter to $492M.

Based on Nuveen Fund Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.