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Nuveen Fund Advisors Portfolio holdings

AUM $239K
1-Year Est. Return 19.32%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+19.32%
3 Year Est. Return
+52.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$135M
Cap. Flow
-$153M
Cap. Flow %
-31.19%
Top 10 Hldgs %
14.86%
Holding
420
New
1
Increased
–
Reduced
352
Closed
66

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$181K

Top Sells

Rank Stock Value
1
SPLS
Staples Inc
SPLS
+$4.04M
2
BA icon
Boeing
BA
+$4.03M
3
VZ icon
Verizon
VZ
+$3.39M
4
GM icon
General Motors
GM
+$2.34M
5
CSCO icon
Cisco
CSCO
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 17.3%
2 Healthcare 15.21%
3 Technology 11.58%
4 Consumer Discretionary 9.87%
5 Industrials 8.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAVI icon
126
Navient
NAVI
$804M
$1.25M 0.25%
83,299
-106,779
-56% -$1.56M
KSS icon
127
Kohl's
KSS
$2.09B
$1.23M 0.25%
26,869
-25,457
-49% -$1.04M
PNNT
128
Pennant Park Investment Corp
PNNT
$220M
$1.21M 0.25%
161,021
-22,938
-12% -$172K
STX icon
129
Seagate
STX
$182B
$1.21M 0.25%
36,376
-24,959
-41% -$848K
STI
130
DELISTED
SunTrust Banks, Inc.
STI
$1.2M 0.24%
20,072
-6,598
-25% -$373K
QCOM icon
131
Qualcomm
QCOM
$178B
$1.19M 0.24%
22,910
-15,817
-41% -$837K
DFS
132
DELISTED
Discover Financial Services
DFS
$1.18M 0.24%
18,305
-5,419
-23% -$329K
LUMN icon
133
Lumen
LUMN
$6.34B
$1.17M 0.24%
62,020
-26,374
-30% -$555K
PAYX icon
134
Paychex
PAYX
$41.5B
$1.17M 0.24%
19,493
-6,314
-24% -$361K
CVS icon
135
CVS Health
CVS
$137B
$1.17M 0.24%
14,362
-1,354
-9% -$107K
GOOGL icon
136
Alphabet (Google) Class A
GOOGL
$3.99T
$1.16M 0.24%
23,780
-9,200
-28% -$436K
PBCT
137
DELISTED
People's United Financial Inc
PBCT
$1.14M 0.23%
63,082
-91,588
-59% -$1.58M
BP icon
138
BP
BP
$110B
$1.14M 0.23%
32,967
-10,148
-24% -$322K
SPG icon
139
Simon Property Group
SPG
$74.7B
$1.14M 0.23%
7,063
-3,141
-31% -$502K
HTGC icon
140
Hercules Capital
HTGC
$2.96B
$1.13M 0.23%
87,890
-8,837
-9% -$113K
DIS icon
141
Walt Disney
DIS
$168B
$1.12M 0.23%
11,378
-3,633
-24% -$374K
GBDC icon
142
Golub Capital BDC
GBDC
$3.35B
$1.11M 0.23%
60,229
-6,432
-10% -$120K
PFX icon
143
PhenixFIN
PFX
$84.1M
$1.11M 0.23%
9,295
-1,039
-10% -$129K
UPS icon
144
United Parcel Service
UPS
$96.2B
$1.11M 0.23%
9,235
-3,492
-27% -$397K
FFIV icon
145
F5
FFIV
$22.7B
$1.1M 0.22%
9,089
-1,310
-13% -$158K
HRL icon
146
Hormel Foods
HRL
$14.4B
$1.08M 0.22%
33,585
-5,869
-15% -$192K
HRZN icon
147
Horizon Technology Finance
HRZN
$293M
$1.07M 0.22%
96,345
-8,577
-8% -$93.7K
KIM icon
148
Kimco Realty
KIM
$17.9B
$1.07M 0.22%
54,721
-6,783
-11% -$133K
MPC icon
149
Marathon Petroleum
MPC
$90.8B
$1.05M 0.21%
18,724
-2,667
-12% -$143K
ROST icon
150
Ross Stores
ROST
$78.2B
$1.04M 0.21%
16,171
-2,431
-13% -$140K
4 5
6
7 8

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CAM
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CCM
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LPC
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TCM
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SGS
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ACM
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HMPV
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Nuveen Fund Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Nuveen Fund Advisors held 420 positions worth $492M, down 22% from $627M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Nuveen Fund Advisors withdrew a net $153M in Q3 2017, closing 66 positions and reducing 352 holdings. Its most notable exit was Staples Inc, an estimated $4.04M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Nuveen Fund Advisors opened a new position in Applied Materials worth $208K.

  • Nuveen Fund Advisors's largest Q3 2017 buy was Applied Materials: 3,998 shares worth $208K.
  • Nuveen Fund Advisors's biggest Q3 2017 reduction was Boeing, cutting an estimated $4.03M.
  • Nuveen Fund Advisors fully exited Staples Inc in Q3 2017, selling an estimated $4.04M.
  • Nuveen Fund Advisors's ten largest holdings make up 15% of its $492M portfolio in Q3 2017.
  • Nuveen Fund Advisors opened 1 new position and closed 66 in Q3 2017.
  • Nuveen Fund Advisors's portfolio value fell 22% quarter-over-quarter to $492M.

Based on Nuveen Fund Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.