Numina Capital Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Numina Capital Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-100,000	Closed	-$25.1M	–	21
2017 Q3	$25.1M	Buy	+100,000	New	+$24.7M	3.38%	8
2017 Q1	–	Sell	-740,100	Closed	-$165M	–	41
2016 Q4	$165M	Buy	+740,100	New	+$162M	20.43%	1
2015 Q4	–	Sell	-200,000	Closed	-$38.3M	–	38
2015 Q3	$38.3M	Buy	200,000 +125,000	+167%	+$25.4M	12.01%	2
2015 Q2	$15.4M	Buy	75,000 +25,000	+50%	+$5.26M	4.36%	5
2015 Q1	$10.3M	Buy	+50,000	New	+$10.3M	2.83%	9

Other funds holding SPY

JP Morgan Chase

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

HSBC Holdings London, United Kingdom $239B AUM 42.32% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Nomura Holdings

Nomura Holdings Tokyo, Japan $85.4B AUM 91.09% 1-Year Est. Return