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NPFS

Novak & Powell Financial Services Portfolio holdings

AUM $186M
1-Year Est. Return 18.1%
This Fund
S&P 500
This Quarter Est. Return
-1.36%
1 Year Est. Return
+18.1%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$186M
AUM Growth
-$6.09M
Cap. Flow
-$1.78M
Cap. Flow %
-0.96%
Top 10 Hldgs %
37.86%
Holding
170
New
7
Increased
75
Reduced
45
Closed
7

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.23M
2
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$1.06M
3
DFAS icon
Dimensional US Small Cap ETF
DFAS
+$358K
4
CAT icon
Caterpillar
CAT
+$229K
5
DFAE icon
Dimensional Emerging Core Equity Market ETF
DFAE
+$216K

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.51M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$994K
3
ORCL icon
Oracle
ORCL
+$564K
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$371K
5
NVDA icon
NVIDIA
NVDA
+$369K

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 4.7%
3 Healthcare 3.1%
4 Industrials 2.94%
5 Consumer Staples 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
151
Lowe's Companies
LOW
$121B
$224K 0.12%
948
– –
RSPG icon
152
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
$223K 0.12%
+2,035
New +$194K
RTX icon
153
RTX Corp
RTX
$290B
$213K 0.11%
1,104
– –
DFAE icon
154
Dimensional Emerging Core Equity Market ETF
DFAE
$8.91B
$210K 0.11%
+6,192
New +$216K
HD icon
155
Home Depot
HD
$337B
$209K 0.11%
635
+21
+3% +$7.65K
FPE icon
156
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$207K 0.11%
11,677
+396
+4% +$7.21K
DFAT icon
157
Dimensional US Targeted Value ETF
DFAT
$14.7B
$205K 0.11%
+3,290
New +$209K
KNCT icon
158
Invesco Next Gen Connectivity ETF
KNCT
$146M
$203K 0.11%
+1,466
New +$209K
DOC icon
159
Healthpeak Properties
DOC
$15.5B
$198K 0.11%
12,057
+212
+2% +$3.63K
LEO
160
BNY Mellon Strategic Municipals
LEO
$386M
$169K 0.09%
26,857
+279
+1% +$1.78K
CXE
161
DELISTED
MFS High Income Municipal Trust
CXE
$142K 0.08%
38,183
+545
+1% +$2.06K
CMU
162
DELISTED
MFS High Yield Municipal Trust
CMU
$110K 0.06%
30,789
+424
+1% +$1.51K
DSM
163
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$110K 0.06%
18,255
+225
+1% +$1.37K
AVGO icon
164
Broadcom
AVGO
$1.76T
– –
-641
Closed -$222K
BALL icon
165
Ball Corp
BALL
$17.5B
– –
-4,200
Closed -$222K
BR icon
166
Broadridge
BR
$18.4B
– –
-1,152
Closed -$257K
META icon
167
Meta Platforms (Facebook)
META
$1.49T
– –
-322
Closed -$213K
ORCL icon
168
Oracle
ORCL
$339B
– –
-2,892
Closed -$564K
RDVY icon
169
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
– –
-3,050
Closed -$212K
SPGI icon
170
S&P Global
SPGI
$124B
– –
-457
Closed -$239K
3 4 5 6
7

Similar funds

PFG
Pacific Financial Group Bellevue, Washington $186M AUM 16.59% 1-Year Est. Return
GK
Graney & King Latham, New York $186M AUM 15.71% 1-Year Est. Return
FA
Financial Alternatives La Jolla, California $185M AUM 16.33% 1-Year Est. Return
LIM
Loudon Investment Management West Lebanon, New Hampshire $186M AUM 14.24% 1-Year Est. Return
SSCM
Spectrum Strategic Capital Management Corvallis, Oregon $186M AUM 21.99% 1-Year Est. Return
PS
Pinney & Scofield Cambridge, Massachusetts $185M AUM 19.89% 1-Year Est. Return
PWM
Pacific Wealth Management San Diego, California $186M AUM 14.37% 1-Year Est. Return
JHC
J. Hagan Capital Louisville, Kentucky $185M AUM 18.36% 1-Year Est. Return

Novak & Powell Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Novak & Powell Financial Services held 170 positions worth $186M, down 3.2% from $192M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Novak & Powell Financial Services's Q1 2026 filing shows 7 new, 75 increased, 45 reduced and 7 closed positions. Its largest new stake was Vanguard Morningstar Small-Cap Growth ETF: 3,357 shares worth $1.01M. The largest sale was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.51M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • Novak & Powell Financial Services's largest Q1 2026 buy was Vanguard Morningstar Small-Cap Growth ETF: 3,357 shares worth $1.01M.
  • Novak & Powell Financial Services added most to iShares S&P Small-Cap 600 Value ETF in Q1 2026, an estimated $1.23M increase.
  • Novak & Powell Financial Services's biggest Q1 2026 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.51M.
  • Novak & Powell Financial Services fully exited Oracle in Q1 2026, selling an estimated $564K.
  • Novak & Powell Financial Services's ten largest holdings make up 38% of its $186M portfolio in Q1 2026.
  • Novak & Powell Financial Services opened 7 new positions and closed 7 in Q1 2026.
  • Novak & Powell Financial Services's portfolio value fell 3.2% quarter-over-quarter to $186M.

Based on Novak & Powell Financial Services's 13F filing for Q1 2026, filed 14 May 2026.