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NPFS

Novak & Powell Financial Services Portfolio holdings

AUM $186M
1-Year Est. Return 18.1%
This Fund
S&P 500
This Quarter Est. Return
-1.36%
1 Year Est. Return
+18.1%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$186M
AUM Growth
-$6.09M
Cap. Flow
-$1.78M
Cap. Flow %
-0.96%
Top 10 Hldgs %
37.86%
Holding
170
New
7
Increased
75
Reduced
45
Closed
7

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.23M
2
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$1.06M
3
DFAS icon
Dimensional US Small Cap ETF
DFAS
+$358K
4
CAT icon
Caterpillar
CAT
+$229K
5
DFAE icon
Dimensional Emerging Core Equity Market ETF
DFAE
+$216K

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.51M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$994K
3
ORCL icon
Oracle
ORCL
+$564K
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$371K
5
NVDA icon
NVIDIA
NVDA
+$369K

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 4.7%
3 Healthcare 3.1%
4 Industrials 2.94%
5 Consumer Staples 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
101
GE Aerospace
GE
$364B
$377K 0.2%
1,328
– –
VZ icon
102
Verizon
VZ
$197B
$366K 0.2%
7,283
+245
+3% +$11.4K
KR icon
103
Kroger
KR
$36.7B
$357K 0.19%
4,935
+21
+0.4% +$1.42K
NOBL icon
104
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$357K 0.19%
6,728
+372
+6% +$20.4K
MO icon
105
Altria Group
MO
$125B
$356K 0.19%
5,399
+17
+0.3% +$1.09K
PFE icon
106
Pfizer
PFE
$143B
$353K 0.19%
12,581
+59
+0.5% +$1.57K
MTB icon
107
M&T Bank
MTB
$36.3B
$350K 0.19%
1,695
+9
+0.5% +$1.94K
DFAS icon
108
Dimensional US Small Cap ETF
DFAS
$15.3B
$347K 0.19%
+4,880
New +$358K
XLI icon
109
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$346K 0.19%
2,139
+5
+0.2% +$839
SOXX icon
110
iShares Semiconductor ETF
SOXX
$38.4B
$345K 0.19%
1,050
– –
IYW icon
111
iShares US Technology ETF
IYW
$22.6B
$344K 0.19%
1,894
– –
IWY icon
112
iShares Russell Top 200 Growth ETF
IWY
$15.2B
$343K 0.19%
1,380
– –
VB icon
113
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$343K 0.19%
1,311
-3,674
-74% -$994K
BAC icon
114
Bank of America
BAC
$429B
$343K 0.18%
7,041
+3
+0% +$155
SYK icon
115
Stryker
SYK
$135B
$329K 0.18%
1,000
– –
FXR icon
116
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$326K 0.18%
3,997
– –
GS icon
117
Goldman Sachs
GS
$289B
$325K 0.18%
384
+2
+0.5% +$1.78K
UTG icon
118
Reaves Utility Income Fund
UTG
$3.47B
$324K 0.17%
8,243
+100
+1% +$3.91K
VOO icon
119
Vanguard S&P 500 ETF
VOO
$956B
$318K 0.17%
532
– –
COP icon
120
ConocoPhillips
COP
$144B
$317K 0.17%
2,398
– –
T icon
121
AT&T
T
$164B
$312K 0.17%
10,776
+52
+0.5% +$1.39K
SPLV icon
122
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$312K 0.17%
4,269
-99
-2% -$7.33K
FBT icon
123
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$304K 0.16%
1,512
– –
ADP icon
124
Automatic Data Processing
ADP
$109B
$300K 0.16%
1,475
+4
+0.3% +$917
PSX icon
125
Phillips 66
PSX
$82.9B
$295K 0.16%
1,620
– –
3 4
5
6 7

Similar funds

PFG
Pacific Financial Group Bellevue, Washington $186M AUM 16.59% 1-Year Est. Return
GK
Graney & King Latham, New York $186M AUM 15.71% 1-Year Est. Return
FA
Financial Alternatives La Jolla, California $185M AUM 16.33% 1-Year Est. Return
LIM
Loudon Investment Management West Lebanon, New Hampshire $186M AUM 14.24% 1-Year Est. Return
SSCM
Spectrum Strategic Capital Management Corvallis, Oregon $186M AUM 21.99% 1-Year Est. Return
PS
Pinney & Scofield Cambridge, Massachusetts $185M AUM 19.89% 1-Year Est. Return
PWM
Pacific Wealth Management San Diego, California $186M AUM 14.37% 1-Year Est. Return
JHC
J. Hagan Capital Louisville, Kentucky $185M AUM 18.36% 1-Year Est. Return

Novak & Powell Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Novak & Powell Financial Services held 170 positions worth $186M, down 3.2% from $192M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Novak & Powell Financial Services's Q1 2026 filing shows 7 new, 75 increased, 45 reduced and 7 closed positions. Its largest new stake was Vanguard Morningstar Small-Cap Growth ETF: 3,357 shares worth $1.01M. The largest sale was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.51M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • Novak & Powell Financial Services's largest Q1 2026 buy was Vanguard Morningstar Small-Cap Growth ETF: 3,357 shares worth $1.01M.
  • Novak & Powell Financial Services added most to iShares S&P Small-Cap 600 Value ETF in Q1 2026, an estimated $1.23M increase.
  • Novak & Powell Financial Services's biggest Q1 2026 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.51M.
  • Novak & Powell Financial Services fully exited Oracle in Q1 2026, selling an estimated $564K.
  • Novak & Powell Financial Services's ten largest holdings make up 38% of its $186M portfolio in Q1 2026.
  • Novak & Powell Financial Services opened 7 new positions and closed 7 in Q1 2026.
  • Novak & Powell Financial Services's portfolio value fell 3.2% quarter-over-quarter to $186M.

Based on Novak & Powell Financial Services's 13F filing for Q1 2026, filed 14 May 2026.