Northwestern Mutual Wealth Management’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-961	Closed	-$45.8K	–	4226
2026 Q1	$45.8K	Buy	+961	New	+$47K	﹤0.01%	2465

Other funds holding FOCT

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $7.85B AUM 31.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Northwestern Mutual Wealth Management's FOCT Position: Q2 2026 in Review

Northwestern Mutual Wealth Management sold out of FT Vest US Equity Buffer ETF October (FOCT) in Q2 2026, closing a stake of 961 shares — an estimated $45.8K sold.

Northwestern Mutual Wealth Management first reported a position in FOCT in Q1 2026 and held it in 1 quarter. The position peaked at $45.8K in Q1 2026. 143 funds tracked by Wall St. Rank hold FOCT as of Q2 2026.

Northwestern Mutual Wealth Management reported no remaining FT Vest US Equity Buffer ETF October position as of Q2 2026 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 961 FT Vest US Equity Buffer ETF October shares in Q2 2026, an estimated $45.8K.
Northwestern Mutual Wealth Management first reported a position in FT Vest US Equity Buffer ETF October in Q1 2026 and held it in 1 quarter.
Northwestern Mutual Wealth Management's FT Vest US Equity Buffer ETF October position peaked at $45.8K in Q1 2026.
143 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q2 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q2 2026, filed 12 Aug 2026.