Northwestern Mutual Wealth Management’s 2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev BDCL Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-13,500	Closed	-$198K	–	2741
2019 Q3	$198K	Hold	13,500	–	–	﹤0.01%	900
2019 Q2	$194K	Buy	+13,500	New	+$194K	﹤0.01%	897
2019 Q1	–	Sell	-3,500	Closed	-$40K	–	2768
2018 Q4	$40K	Buy	+3,500	New	+$40K	﹤0.01%	1339