Northwestern Mutual Wealth Management’s Advaxis Inc ADXS Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-133	Closed	–	–	3438
2021 Q3	$0	Buy	+133	New	+$62	﹤0.01%	3331
2018 Q3	–	Sell	-333	Closed	-$7K	–	2693
2018 Q2	$7K	Hold	333	–	–	﹤0.01%	1951
2018 Q1	$8K	Hold	333	–	–	﹤0.01%	1822
2017 Q4	$14K	Hold	333	–	–	﹤0.01%	1627
2017 Q3	$21K	Hold	333	–	–	﹤0.01%	1456
2017 Q2	$32K	Buy	+333	New	+$39K	﹤0.01%	1233

Other funds holding ADXS

FFS

Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Northwestern Mutual Wealth Management's ADXS Position: Q4 2021 in Review

Northwestern Mutual Wealth Management sold out of Advaxis Inc (ADXS) in Q4 2021, closing a stake of 133 shares.

Northwestern Mutual Wealth Management first reported a position in ADXS in Q2 2017 and held it in 6 quarters. The position peaked at $32K in Q2 2017. 6 funds tracked by Wall St. Rank hold ADXS as of Q4 2021.

Northwestern Mutual Wealth Management reported no remaining Advaxis Inc position as of Q4 2021 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 133 Advaxis Inc shares in Q4 2021.
Northwestern Mutual Wealth Management first reported a position in Advaxis Inc in Q2 2017 and held it in 6 quarters.
Northwestern Mutual Wealth Management's Advaxis Inc position peaked at $32K in Q2 2017.
6 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2021.

Based on Northwestern Mutual Wealth Management's 13F filing for Q4 2021, filed 3 Feb 2022.