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NWM

Northwest Wealth Management Portfolio holdings

AUM $758M
1-Year Est. Return 25.71%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+25.71%
3 Year Est. Return
+63.41%
5 Year Est. Return
+64.08%
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$12.7M
Cap. Flow
-$18.4M
Cap. Flow %
-16.9%
Top 10 Hldgs %
38.83%
Holding
118
New
2
Increased
18
Reduced
65
Closed
20

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M
2
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$747K
3
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$470K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$399K
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$257K

Top Sells

Rank Stock Value
1
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.67M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$971K
3
AAPL icon
Apple
AAPL
+$842K
4
MCD icon
McDonald's
MCD
+$769K
5
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$766K

Sector Composition

Rank Sector Weight
1 Financials 9.1%
2 Technology 3.17%
3 Energy 2.5%
4 Industrials 2.37%
5 Consumer Staples 2.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$361B
– –
-2,086
Closed -$264K
CVX icon
102
Chevron
CVX
$382B
– –
-2,456
Closed -$291K
EPD icon
103
Enterprise Products Partners
EPD
$83.7B
– –
-7,073
Closed -$202K
FIW icon
104
First Trust Water ETF
FIW
$1.87B
– –
-4,836
Closed -$271K
FNX icon
105
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
– –
-4,600
Closed -$311K
FTLS icon
106
First Trust Long/Short Equity ETF
FTLS
$2.44B
– –
-18,693
Closed -$766K
FTSM icon
107
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-6,159
Closed -$370K
FYX icon
108
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
– –
-11,896
Closed -$715K
HISF icon
109
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
– –
-10,049
Closed -$511K
IBM icon
110
IBM
IBM
$213B
– –
-1,795
Closed -$250K
MPC icon
111
Marathon Petroleum
MPC
$90.1B
– –
-3,466
Closed -$211K
NFLX icon
112
Netflix
NFLX
$307B
– –
-15,000
Closed -$401K
O icon
113
Realty Income
O
$61.1B
– –
-5,960
Closed -$443K
QTEC icon
114
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
– –
-2,587
Closed -$226K
VZ icon
115
Verizon
VZ
$197B
– –
-3,834
Closed -$231K
WFC.PRL icon
116
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
– –
-138
Closed -$210K
WPC icon
117
W.P. Carey
WPC
$17B
– –
-3,306
Closed -$290K
FMK
118
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
– –
-5,747
Closed -$208K
1 2 3 4
5

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OM
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RFM
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MWA
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CFS
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Northwest Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Northwest Wealth Management held 118 positions worth $109M, down 10% from $122M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Northwest Wealth Management withdrew a net $18.4M in Q4 2019, closing 20 positions and reducing 65 holdings. Its most notable exit was First Trust Long/Short Equity ETF, an estimated $766K position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.4% a quarter earlier, followed by Technology and Energy.

Against the trend, Northwest Wealth Management opened a new position in iShares US Treasury Bond ETF worth $255K.

  • Northwest Wealth Management's largest Q4 2019 buy was iShares US Treasury Bond ETF: 9,824 shares worth $255K.
  • Northwest Wealth Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q4 2019, an estimated $1.31M increase.
  • Northwest Wealth Management's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Value ETF, cutting an estimated $1.67M.
  • Northwest Wealth Management fully exited First Trust Long/Short Equity ETF in Q4 2019, selling an estimated $766K.
  • Northwest Wealth Management's ten largest holdings make up 39% of its $109M portfolio in Q4 2019.
  • Northwest Wealth Management opened 2 new positions and closed 20 in Q4 2019.
  • Northwest Wealth Management's portfolio value fell 10% quarter-over-quarter to $109M.

Based on Northwest Wealth Management's 13F filing for Q4 2019, filed 14 Jan 2020.