NEI
LM

Northwest & Ethical Investments’s Legg Mason, Inc. LM Stock Holding History

Northwest & Ethical Investments’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q2 		– Sell
-4,000
Closed -$163K – 383
2018
Q1 		$163K Buy
4,000
+700
+21% +$28.9K 0.01% 328
2017
Q4 		$139K Buy
+3,300
New +$130K 0.01% 327

Other funds holding LM

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Northwest & Ethical Investments's LM Position: Q2 2018 in Review

Northwest & Ethical Investments sold out of Legg Mason, Inc. (LM) in Q2 2018, closing a stake of 4,000 shares — an estimated $163K sold.

Northwest & Ethical Investments first reported a position in LM in Q4 2017 and held it in 2 quarters. The position peaked at $163K in Q1 2018. 370 funds tracked by Wall St. Rank hold LM as of Q2 2018.

  • Northwest & Ethical Investments reported no remaining Legg Mason, Inc. position as of Q2 2018 after selling out during the quarter.
  • Northwest & Ethical Investments sold 4,000 Legg Mason, Inc. shares in Q2 2018, an estimated $163K.
  • Northwest & Ethical Investments first reported a position in Legg Mason, Inc. in Q4 2017 and held it in 2 quarters.
  • Northwest & Ethical Investments's Legg Mason, Inc. position peaked at $163K in Q1 2018.
  • 370 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q2 2018.

Based on Northwest & Ethical Investments's 13F filing for Q2 2018, filed 8 Jul 2025.