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NCM

Northroad Capital Management Portfolio holdings

AUM $43.8M
1-Year Est. Return 163.34%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+163.34%
3 Year Est. Return
+160.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$261M
AUM Growth
+$2.89M
Cap. Flow
-$18.8M
Cap. Flow %
-7.2%
Top 10 Hldgs %
33.32%
Holding
58
New
2
Increased
7
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
SAP icon
SAP
SAP
+$918K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$782K
3
BHP icon
BHP
BHP
+$657K
4
MOS icon
The Mosaic Company
MOS
+$607K
5
DEO icon
Diageo
DEO
+$527K

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$5.99M
2
BIDU icon
Baidu
BIDU
+$5.66M
3
CSCO icon
Cisco
CSCO
+$1.05M
4
NVS icon
Novartis
NVS
+$553K
5
TTE icon
TotalEnergies
TTE
+$471K

Sector Composition

Rank Sector Weight
1 Healthcare 13.45%
2 Technology 11.33%
3 Energy 11.31%
4 Financials 8.6%
5 Consumer Staples 8.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
1
Novartis
NVS
$297B
$12.4M 4.76%
180,741
-8,365
-4% -$553K
TTE icon
2
TotalEnergies
TTE
$190B
$8.48M 3.25%
92,766,825,060
-4,705,458,011
-5% -$471K
RDS.A
3
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$8.23M 3.16%
134,196
+12,791
+11% +$782K
DEO icon
4
Diageo
DEO
$53.7B
$8.17M 3.13%
64,276
+4,215
+7% +$527K
GSK icon
5
GSK
GSK
$106B
$8.03M 3.08%
128,097
-6,288
-5% -$405K
SNY icon
6
Sanofi
SNY
$105B
$7.96M 3.05%
157,217
-8,011
-5% -$408K
SAP icon
7
SAP
SAP
$239B
$7.81M 2.99%
105,628
+12,419
+13% +$918K
WPP icon
8
WPP
WPP
$5.82B
$7.56M 2.9%
73,481
-2,853
-4% -$268K
HSBC icon
9
HSBC
HSBC
$355B
$7.25M 2.78%
155,108
-7,998
-5% -$379K
MUFG icon
10
Mitsubishi UFJ Financial
MUFG
$253B
$7.23M 2.77%
1,127,730
-59,159
-5% -$376K
SYT
11
DELISTED
Syngenta Ag
SYT
$6.85M 2.63%
84,303
-3,204
-4% -$257K
RELX icon
12
RELX
RELX
$63B
$6.74M 2.58%
499,860
-17,720
-3% -$225K
E icon
13
ENI
E
$77.7B
$6.65M 2.55%
144,433
-6,955
-5% -$313K
AXA
14
DELISTED
AXA ADS (1 ORD SHS)
AXA
$6.46M 2.48%
279,525
-13,893
-5% -$321K
CRH icon
15
CRH
CRH
$66.2B
$6.46M 2.48%
267,065
-13,783
-5% -$304K
ERIC icon
16
Ericsson
ERIC
$33.4B
$6.43M 2.47%
481,539
-25,118
-5% -$312K
AKZOY
17
DELISTED
Akzo Nobel NV
AKZOY
$6.3M 2.42%
287,798
-11,184
-4% -$245K
ABB
18
DELISTED
ABB Ltd
ABB
$6.23M 2.39%
263,986
-10,188
-4% -$230K
ITY
19
DELISTED
IMPERIAL TOBACCO GRP ADS(RP 2
ITY
$6.2M 2.38%
83,634
-4,746
-5% -$352K
UL icon
20
Unilever
UL
$137B
$5.77M 2.21%
132,996
-6,727
-5% -$305K
BHP icon
21
BHP
BHP
$228B
$5.69M 2.18%
101,165
+12,083
+14% +$657K
CS
22
DELISTED
Credit Suisse Group
CS
$5.6M 2.15%
183,247
-6,969
-4% -$207K
AZ
23
DELISTED
Allianz Se Sponsored Adr Repstg 1/10 Ord Sh
AZ
$5.56M 2.13%
351,533
-13,435
-4% -$213K
CAJ
24
DELISTED
Canon, Inc.
CAJ
$4.86M 1.86%
151,848
-7,045
-4% -$227K
PBR icon
25
Petrobras
PBR
$119B
$4.83M 1.85%
312,049
-15,991
-5% -$228K
1
2

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Northroad Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Northroad Capital Management held 58 positions worth $261M, up 1.1% from $258M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Northroad Capital Management withdrew a net $18.8M in Q3 2013, closing 4 positions and reducing 45 holdings. Its most notable exit was Vodafone, an estimated $5.99M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

Against the trend, Northroad Capital Management opened a new position in The Mosaic Company worth $561K.

  • Northroad Capital Management's largest Q3 2013 buy was The Mosaic Company: 13,045 shares worth $561K.
  • Northroad Capital Management added most to SAP in Q3 2013, an estimated $918K increase.
  • Northroad Capital Management's biggest Q3 2013 reduction was Novartis, cutting an estimated $553K.
  • Northroad Capital Management fully exited Vodafone in Q3 2013, selling an estimated $5.99M.
  • Northroad Capital Management's ten largest holdings make up 33% of its $261M portfolio in Q3 2013.
  • Northroad Capital Management opened 2 new positions and closed 4 in Q3 2013.
  • Northroad Capital Management's portfolio value rose 1.1% quarter-over-quarter to $261M.

Based on Northroad Capital Management's 13F filing for Q3 2013, filed 30 Oct 2013.