Northroad Capital Management’s 3M MMM Stock Holding History

Northroad Capital Management’s Portfolio MMM Stock Details MMM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-3,204	Closed	-$469K	–	46
2016 Q2	$469K	Sell	3,204 -166	-5%	-$23.4K	0.36%	43
2016 Q1	$470K	Sell	3,370 -164	-5%	-$21.1K	0.3%	43
2015 Q4	$445K	Sell	3,534 -218	-6%	-$28K	0.27%	49
2015 Q3	$445K	Sell	3,752 -133	-3%	-$16.4K	0.26%	49
2015 Q2	$501K	Sell	3,885 -315	-8%	-$42.2K	0.26%	47
2015 Q1	$579K	Sell	4,200 -430	-9%	-$59.2K	0.31%	46
2014 Q4	$636K	Sell	4,630 -265	-5%	-$34K	0.29%	46
2014 Q3	$580K	Sell	4,895 -201	-4%	-$24.2K	0.22%	49
2014 Q2	$610K	Sell	5,096 -2,738	-35%	-$321K	0.21%	47
2014 Q1	$889K	Sell	7,834 -2,339	-23%	-$260K	0.32%	40
2013 Q4	$1.19M	Sell	10,173 -1,434	-12%	-$153K	0.43%	40
2013 Q3	$1.16M	Sell	11,607 -1,655	-12%	-$161K	0.44%	39
2013 Q2	$1.21M	Buy	+13,262	New	+$1.2M	0.47%	40

Other funds holding MMM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northroad Capital Management's MMM Position: Q3 2016 in Review

Northroad Capital Management sold out of 3M (MMM) in Q3 2016, closing a stake of 3,204 shares — an estimated $469K sold.

Northroad Capital Management first reported a position in MMM in Q2 2013 and held it in 13 quarters. The position peaked at $1.21M in Q2 2013. 1,650 funds tracked by Wall St. Rank hold MMM as of Q3 2016.

Northroad Capital Management reported no remaining 3M position as of Q3 2016 after selling out during the quarter.
Northroad Capital Management sold 3,204 3M shares in Q3 2016, an estimated $469K.
Northroad Capital Management first reported a position in 3M in Q2 2013 and held it in 13 quarters.
Northroad Capital Management's 3M position peaked at $1.21M in Q2 2013.
1,650 funds tracked by Wall St. Rank held 3M as of Q3 2016.

Based on Northroad Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.