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Northpointe Capital Portfolio holdings

AUM $258M
1-Year Est. Return 1.97%
This Fund
S&P 500
This Quarter Est. Return
+19.33%
1 Year Est. Return
-1.97%
3 Year Est. Return
+33.01%
5 Year Est. Return
+82.13%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$280M
Cap. Flow
+$149M
Cap. Flow %
13.12%
Top 10 Hldgs %
17.36%
Holding
284
New
56
Increased
82
Reduced
85
Closed
46

Top Buys

Rank Stock Value
1
TCPC icon
BlackRock TCP Capital
TCPC
+$11.3M
2
LMOS
Lumos Networks Corp
LMOS
+$10.4M
3
ESC
EMERITUS CORP
ESC
+$10.2M
4
DBD
Diebold Nixdorf Incorporated
DBD
+$9.87M
5
CAL icon
Caleres
CAL
+$9.31M

Top Sells

Rank Stock Value
1
TNGO
Tangoe, Inc.
TNGO
+$18.9M
2
CALX icon
Calix
CALX
+$11.3M
3
TTWO icon
Take-Two Interactive
TTWO
+$9.89M
4
HCI icon
HCI Group
HCI
+$8.68M
5
HTGC icon
Hercules Capital
HTGC
+$7.49M

Sector Composition

Rank Sector Weight
1 Industrials 15.07%
2 Technology 14.31%
3 Healthcare 13.96%
4 Consumer Discretionary 12.13%
5 Financials 11.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REN
76
DELISTED
Resolute Energy Corporaton
REN
$4.89M 0.43%
+108,362
New +$4.97M
XOM icon
77
ExxonMobil
XOM
$651B
$4.83M 0.43%
47,761
+4,820
+11% +$446K
RRTS
78
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$4.71M 0.42%
6,993
+1,880
+37% +$1.24M
MRLN
79
DELISTED
Marlin Business Services Corp
MRLN
$4.37M 0.39%
173,255
+23,449
+16% +$590K
STGW icon
80
Stagwell
STGW
$1.84B
$4.17M 0.37%
163,481
-16,633
-9% -$360K
SPA
81
DELISTED
Sparton
SPA
$4.09M 0.36%
146,283
-16,317
-10% -$420K
CVX icon
82
Chevron
CVX
$388B
$4.04M 0.36%
32,315
+1,950
+6% +$236K
CPSS icon
83
Consumer Portfolio Services
CPSS
$205M
$3.92M 0.35%
417,063
+43,035
+12% +$310K
DXYN
84
DELISTED
Dixie Group Inc
DXYN
$3.9M 0.34%
295,735
+71,820
+32% +$844K
SEAC
85
DELISTED
Seachange International Inc
SEAC
$3.79M 0.33%
15,573
-10,499
-40% -$2.77M
RVLT
86
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$3.44M 0.3%
+100,484
New +$3.31M
LCI
87
DELISTED
Lannett Company, Inc.
LCI
$3.31M 0.29%
24,976
-16,879
-40% -$1.79M
EHTH icon
88
eHealth
EHTH
$42.5M
$3.19M 0.28%
68,695
-24,765
-26% -$1.03M
PHIIK
89
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$3.19M 0.28%
73,487
-16,945
-19% -$685K
BSTC
90
DELISTED
BioSpecifics Technologies Corp.
BSTC
$3.08M 0.27%
142,215
+40,890
+40% +$837K
CTRN icon
91
Citi Trends
CTRN
$524M
$3.04M 0.27%
179,202
+97,702
+120% +$1.59M
TAX
92
DELISTED
Liberty Tax, Inc. Class A
TAX
$2.91M 0.26%
+120,000
New +$2.58M
BAC icon
93
Bank of America
BAC
$435B
$2.88M 0.25%
185,081
+69,490
+60% +$1.03M
HCI icon
94
HCI Group
HCI
$2.28B
$2.87M 0.25%
53,606
-189,891
-78% -$8.68M
WFC icon
95
Wells Fargo
WFC
$261B
$2.85M 0.25%
62,783
+10,740
+21% +$464K
PFE icon
96
Pfizer
PFE
$140B
$2.79M 0.25%
96,139
-19,288
-17% -$561K
OESX icon
97
Orion Energy Systems
OESX
$41.1M
$2.67M 0.24%
+39,187
New +$2.08M
C icon
98
Citigroup
C
$222B
$2.66M 0.23%
50,996
+9,850
+24% +$498K
BSET icon
99
Bassett Furniture
BSET
$169M
$2.58M 0.23%
168,565
+63,295
+60% +$930K
PGTI
100
DELISTED
PGT, Inc.
PGTI
$2.57M 0.23%
+253,875
New +$2.51M
2 3
4
5 6

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Northpointe Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Northpointe Capital held 284 positions worth $1.13B, up 33% from $854M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Northpointe Capital deployed $149M of net new capital in Q4 2013, opening 56 new positions and adding to 82 existing holdings. Its largest new stake was BlackRock TCP Capital: 675,693 shares worth $11.3M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was HCI Group, an estimated $8.68M trimmed.

  • Northpointe Capital's largest Q4 2013 buy was BlackRock TCP Capital: 675,693 shares worth $11.3M.
  • Northpointe Capital added most to Multi-Color Corp in Q4 2013, an estimated $9.25M increase.
  • Northpointe Capital's biggest Q4 2013 reduction was HCI Group, cutting an estimated $8.68M.
  • Northpointe Capital fully exited Tangoe, Inc. in Q4 2013, selling an estimated $18.9M.
  • Northpointe Capital's ten largest holdings make up 17% of its $1.13B portfolio in Q4 2013.
  • Northpointe Capital opened 56 new positions and closed 46 in Q4 2013.
  • Northpointe Capital's portfolio value rose 33% quarter-over-quarter to $1.13B.

Based on Northpointe Capital's 13F filing for Q4 2013, filed 10 Feb 2014.