We are live on ! Find out more
NC

Northpointe Capital Portfolio holdings

AUM $258M
1-Year Est. Return 1.97%
This Fund
S&P 500
This Quarter Est. Return
+19.33%
1 Year Est. Return
-1.97%
3 Year Est. Return
+33.01%
5 Year Est. Return
+82.13%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$280M
Cap. Flow
+$149M
Cap. Flow %
13.12%
Top 10 Hldgs %
17.36%
Holding
284
New
56
Increased
82
Reduced
85
Closed
46

Top Buys

Rank Stock Value
1
TCPC icon
BlackRock TCP Capital
TCPC
+$11.3M
2
LMOS
Lumos Networks Corp
LMOS
+$10.4M
3
ESC
EMERITUS CORP
ESC
+$10.2M
4
DBD
Diebold Nixdorf Incorporated
DBD
+$9.87M
5
CAL icon
Caleres
CAL
+$9.31M

Top Sells

Rank Stock Value
1
TNGO
Tangoe, Inc.
TNGO
+$18.9M
2
CALX icon
Calix
CALX
+$11.3M
3
TTWO icon
Take-Two Interactive
TTWO
+$9.89M
4
HCI icon
HCI Group
HCI
+$8.68M
5
HTGC icon
Hercules Capital
HTGC
+$7.49M

Sector Composition

Rank Sector Weight
1 Industrials 15.07%
2 Technology 14.31%
3 Healthcare 13.96%
4 Consumer Discretionary 12.13%
5 Financials 11.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RALY
276
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-56,250
Closed -$1.69M
GFIG
277
DELISTED
GFI GROUP INC
GFIG
– –
-883,257
Closed -$3.49M
CODE
278
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
– –
-177,691
Closed -$1.79M
PIKE
279
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
– –
-80,711
Closed -$914K
CBEY
280
DELISTED
CBEYOND INC COM STK
CBEY
– –
-702,400
Closed -$4.5M
JNY
281
DELISTED
JONES GROUP INC COM STK (PA)
JNY
– –
-271,001
Closed -$4.07M
CCIX
282
DELISTED
COLEMAN CABLE IN COM
CCIX
– –
-95,761
Closed -$2.02M
EDG
283
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
– –
-181,000
Closed -$1.38M
OPLK
284
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
– –
-59,740
Closed -$1.12M
8 9 10 11
12

Similar funds

GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
KCM
Keywise Capital Management Grand Cayman, Cayman Islands $220M AUM 21.27% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
IVGAI
Index Venture Growth Associates II St. Helier, Channel Islands, Jersey $184M AUM 46.09% 1-Year Est. Return
BW
Biegel & Waller Columbia, Maryland $179M AUM 1.6% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return

Northpointe Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Northpointe Capital held 284 positions worth $1.13B, up 33% from $854M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Northpointe Capital deployed $149M of net new capital in Q4 2013, opening 56 new positions and adding to 82 existing holdings. Its largest new stake was BlackRock TCP Capital: 675,693 shares worth $11.3M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was HCI Group, an estimated $8.68M trimmed.

  • Northpointe Capital's largest Q4 2013 buy was BlackRock TCP Capital: 675,693 shares worth $11.3M.
  • Northpointe Capital added most to Multi-Color Corp in Q4 2013, an estimated $9.25M increase.
  • Northpointe Capital's biggest Q4 2013 reduction was HCI Group, cutting an estimated $8.68M.
  • Northpointe Capital fully exited Tangoe, Inc. in Q4 2013, selling an estimated $18.9M.
  • Northpointe Capital's ten largest holdings make up 17% of its $1.13B portfolio in Q4 2013.
  • Northpointe Capital opened 56 new positions and closed 46 in Q4 2013.
  • Northpointe Capital's portfolio value rose 33% quarter-over-quarter to $1.13B.

Based on Northpointe Capital's 13F filing for Q4 2013, filed 10 Feb 2014.