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Northpointe Capital Portfolio holdings

AUM $258M
1-Year Est. Return 1.97%
This Fund
S&P 500
This Quarter Est. Return
+19.33%
1 Year Est. Return
-1.97%
3 Year Est. Return
+33.01%
5 Year Est. Return
+82.13%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$280M
Cap. Flow
+$149M
Cap. Flow %
13.12%
Top 10 Hldgs %
17.36%
Holding
284
New
56
Increased
82
Reduced
85
Closed
46

Top Buys

Rank Stock Value
1
TCPC icon
BlackRock TCP Capital
TCPC
+$11.3M
2
LMOS
Lumos Networks Corp
LMOS
+$10.4M
3
ESC
EMERITUS CORP
ESC
+$10.2M
4
DBD
Diebold Nixdorf Incorporated
DBD
+$9.87M
5
CAL icon
Caleres
CAL
+$9.31M

Top Sells

Rank Stock Value
1
TNGO
Tangoe, Inc.
TNGO
+$18.9M
2
CALX icon
Calix
CALX
+$11.3M
3
TTWO icon
Take-Two Interactive
TTWO
+$9.89M
4
HCI icon
HCI Group
HCI
+$8.68M
5
HTGC icon
Hercules Capital
HTGC
+$7.49M

Sector Composition

Rank Sector Weight
1 Industrials 15.07%
2 Technology 14.31%
3 Healthcare 13.96%
4 Consumer Discretionary 12.13%
5 Financials 11.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBL
226
DELISTED
CBL& Associates Properties, Inc.
CBL
$547K 0.05%
30,424
-720
-2% -$13.5K
SRCI
227
DELISTED
SRC Energy Inc
SRCI
$319K 0.03%
34,391
-176,590
-84% -$1.74M
AAOI icon
228
Applied Optoelectronics
AAOI
$8.04B
$258K 0.02%
+17,090
New +$219K
MXL icon
229
MaxLinear
MXL
$6.49B
$247K 0.02%
23,720
+710
+3% +$6.11K
EMMS
230
DELISTED
Emmis Communications Corp
EMMS
$242K 0.02%
23,929
+10,855
+83% +$100K
CBM
231
DELISTED
Cambrex Corporation
CBM
$227K 0.02%
12,755
-285
-2% -$4.92K
PPSI
232
Pioneer Power Solutions
PPSI
$33.1M
$193K 0.02%
+18,550
New +$164K
DGIT
233
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$183K 0.02%
+14,340
New +$177K
BCOV
234
DELISTED
Brightcove, Inc.
BCOV
$175K 0.02%
12,380
-5,960
-32% -$83.3K
ACFC
235
DELISTED
Atlantic Coast Financial Corporation
ACFC
$162K 0.01%
+37,300
New +$143K
FCCY
236
DELISTED
1st Constitution Bancorp
FCCY
$140K 0.01%
14,098
-8,610
-38% -$82.9K
OSUR icon
237
OraSure Technologies
OSUR
$273M
$110K 0.01%
+17,560
New +$110K
STRM
238
DELISTED
Streamline Health Solutions
STRM
$82K 0.01%
782
-772
-50% -$84.8K
AA icon
239
Alcoa
AA
$11.7B
– –
-51,263
Closed -$1M
CALX icon
240
Calix
CALX
$2.27B
– –
-886,073
Closed -$11.3M
EGAN icon
241
eGain
EGAN
$176M
– –
-169,850
Closed -$2.56M
GILD icon
242
Gilead Sciences
GILD
$161B
– –
-12,743
Closed -$801K
GOOG icon
243
Alphabet (Google) Class C
GOOG
$3.9T
– –
-29,350
Closed -$640K
HTGC icon
244
Hercules Capital
HTGC
$2.94B
– –
-490,932
Closed -$7.49M
KIM icon
245
Kimco Realty
KIM
$17.6B
– –
-38,800
Closed -$784K
KMB icon
246
Kimberly-Clark
KMB
$36.4B
– –
-12,779
Closed -$1.15M
LFCR icon
247
Lifecore Biomedical
LFCR
$162M
– –
-348,658
Closed -$4.25M
LLY icon
248
Eli Lilly
LLY
$1.07T
– –
-29,317
Closed -$1.48M
META icon
249
Meta Platforms (Facebook)
META
$1.51T
– –
-21,480
Closed -$1.08M
MPC icon
250
Marathon Petroleum
MPC
$90.3B
– –
-19,610
Closed -$630K
8 9
10
11 12

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WIM
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LCM
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IVGAI
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IPC
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AEPG
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Northpointe Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Northpointe Capital held 284 positions worth $1.13B, up 33% from $854M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Northpointe Capital deployed $149M of net new capital in Q4 2013, opening 56 new positions and adding to 82 existing holdings. Its largest new stake was BlackRock TCP Capital: 675,693 shares worth $11.3M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was HCI Group, an estimated $8.68M trimmed.

  • Northpointe Capital's largest Q4 2013 buy was BlackRock TCP Capital: 675,693 shares worth $11.3M.
  • Northpointe Capital added most to Multi-Color Corp in Q4 2013, an estimated $9.25M increase.
  • Northpointe Capital's biggest Q4 2013 reduction was HCI Group, cutting an estimated $8.68M.
  • Northpointe Capital fully exited Tangoe, Inc. in Q4 2013, selling an estimated $18.9M.
  • Northpointe Capital's ten largest holdings make up 17% of its $1.13B portfolio in Q4 2013.
  • Northpointe Capital opened 56 new positions and closed 46 in Q4 2013.
  • Northpointe Capital's portfolio value rose 33% quarter-over-quarter to $1.13B.

Based on Northpointe Capital's 13F filing for Q4 2013, filed 10 Feb 2014.