Northpointe Capital’s Carolina Financial Corp. CARO Stock Holding History

Northpointe Capital’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-214,208	Closed	-$9.19M	–	202
2018 Q2	$9.19M	Sell	214,208 -159,196	-43%	-$6.61M	1.22%	14
2018 Q1	$14.7M	Buy	373,404 +203,604	+120%	+$8.06M	1.84%	3
2017 Q4	$6.31M	Sell	169,800 -214,882	-56%	-$7.95M	0.71%	39
2017 Q3	$13.8M	Buy	384,682 +9,467	+3%	+$318K	1.47%	10
2017 Q2	$12.1M	Buy	375,215 +143,767	+62%	+$4.41M	1.27%	13
2017 Q1	$6.94M	Buy	+231,448	New	+$6.96M	0.76%	44
2016 Q4	–	Sell	-145,734	Closed	-$3.26M	–	212
2016 Q3	$3.26M	Sell	145,734 -37,097	-20%	-$765K	0.34%	113
2016 Q2	$3.42M	Buy	182,831 +37,978	+26%	+$691K	0.4%	84
2016 Q1	$2.69M	Buy	+144,853	New	+$2.45M	0.33%	121

Other funds holding CARO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

TCM

Tributary Capital Management Omaha, Nebraska $1.22B AUM 44.12% 1-Year Est. Return

Northpointe Capital's CARO Position: Q3 2018 in Review

Northpointe Capital sold out of Carolina Financial Corp. (CARO) in Q3 2018, closing a stake of 214,208 shares — an estimated $9.19M sold.

Northpointe Capital first reported a position in CARO in Q1 2016 and held it in 9 quarters. The position peaked at $14.7M in Q1 2018. 116 funds tracked by Wall St. Rank hold CARO as of Q3 2018.

Northpointe Capital reported no remaining Carolina Financial Corp. position as of Q3 2018 after selling out during the quarter.
Northpointe Capital sold 214,208 Carolina Financial Corp. shares in Q3 2018, an estimated $9.19M.
Northpointe Capital first reported a position in Carolina Financial Corp. in Q1 2016 and held it in 9 quarters.
Northpointe Capital's Carolina Financial Corp. position peaked at $14.7M in Q1 2018.
116 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q3 2018.

Based on Northpointe Capital's 13F filing for Q3 2018, filed 25 Oct 2018.