Northpointe Capital’s Avantax, Inc. Common Stock AVTA Stock Holding History

Northpointe Capital’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-176,462	Closed	-$3.9M	–	198
2017 Q4	$3.9M	Sell	176,462 -56,802	-24%	-$1.27M	0.44%	92
2017 Q3	$5.9M	Buy	233,264 +39,457	+20%	+$893K	0.63%	56
2017 Q2	$4.11M	Sell	193,807 -127,072	-40%	-$2.52M	0.43%	97
2017 Q1	$5.55M	Sell	320,879 -86,758	-21%	-$1.36M	0.61%	60
2016 Q4	$6.01M	Buy	407,637 +51,376	+14%	+$693K	0.6%	59
2016 Q3	$3.99M	Buy	+356,261	New	+$3.96M	0.41%	82

Other funds holding AVTA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

HCS

Harvest Capital Strategies San Francisco, California $73.7M AUM 7.47% 1-Year Est. Return

Northpointe Capital's AVTA Position: Q1 2018 in Review

Northpointe Capital sold out of Avantax, Inc. Common Stock (AVTA) in Q1 2018, closing a stake of 176,462 shares — an estimated $3.9M sold.

Northpointe Capital first reported a position in AVTA in Q3 2016 and held it in 6 quarters. The position peaked at $6.01M in Q4 2016. 183 funds tracked by Wall St. Rank hold AVTA as of Q1 2018.

Northpointe Capital reported no remaining Avantax, Inc. Common Stock position as of Q1 2018 after selling out during the quarter.
Northpointe Capital sold 176,462 Avantax, Inc. Common Stock shares in Q1 2018, an estimated $3.9M.
Northpointe Capital first reported a position in Avantax, Inc. Common Stock in Q3 2016 and held it in 6 quarters.
Northpointe Capital's Avantax, Inc. Common Stock position peaked at $6.01M in Q4 2016.
183 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q1 2018.

Based on Northpointe Capital's 13F filing for Q1 2018, filed 11 Apr 2018.