Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4326
Delcath Systems
DCTH
$407M
| $133K | ﹤0.01% |
12,743
| – | – |
|
4327
United States Antimony
UAMY
$739M
| $133K | ﹤0.01% |
147,026
| – | – |
|
4328
Maui Land & Pineapple Co
MLP
$352M
| $132K | ﹤0.01% |
12,744
-455
| -3% | -$4.86K |
|
4329
Processa Pharmaceuticals
PCSA
$5.51M
| $132K | ﹤0.01% |
31
+5
| +19% | +$17.1K |
|
|
LHDX
4330
DELISTED
Lucira Health, Inc. Common Stock
LHDX
| $132K | ﹤0.01% |
17,414
-1,742
| -9% | -$14.7K |
|
|
ADXS
4331
DELISTED
Advaxis Inc
ADXS
| $132K | ﹤0.01% |
252,877
+25,984
| +11% | +$12.1K |
|
|
ZVO
4332
DELISTED
Zovio Inc. Common Stock
ZVO
| $131K | ﹤0.01% |
54,684
-2,075
| -4% | -$5.13K |
|
|
RNTX
4333
Rein Therapeutics
RNTX
$65.4M
| $130K | ﹤0.01% |
6,394
| – | – |
|
4334
Broadway Financial
BYFC
$93.7M
| $129K | ﹤0.01% |
4,876
+2,072
| +74% | +$54.5K |
|
4335
FreightCar America
RAIL
$258M
| $129K | ﹤0.01% |
28,403
+63
| +0.2% | +$332 |
|
4336
NetSol Technologies
NTWK
$50.5M
| $128K | ﹤0.01% |
27,902
+107
| +0.4% | +$459 |
|
4337
ImmuCell
ICCC
$101M
| $127K | ﹤0.01% |
13,503
+38
| +0.3% | +$360 |
|
|
ADIL
4338
Adial Pharmaceuticals
ADIL
$7.16M
| $126K | ﹤0.01% |
47
+12
| +34% | +$25.1K |
|
4339
DSS Inc
DSS
$5.22M
| $126K | ﹤0.01% |
5,277
+2,640
| +100% | +$67.5K |
|
4340
loanDepot
LDI
$531M
| $126K | ﹤0.01% |
+18,631
| New | +$174K |
|
4341
One Stop Systems
OSS
$293M
| $126K | ﹤0.01% |
24,971
| – | – |
|
|
AVGR
4342
DELISTED
Avinger, Inc. Common Stock
AVGR
| $125K | ﹤0.01% |
560
-20
| -3% | -$5.51K |
|
|
ARAV
4343
DELISTED
Aravive, Inc. Common Stock
ARAV
| $125K | ﹤0.01% |
33,683
-2,538
| -7% | -$10.8K |
|
4344
Dominari Holdings
DOMH
$55M
| $124K | ﹤0.01% |
8,862
| – | – |
|
4345
Imunon
IMNN
$6.72M
| $124K | ﹤0.01% |
683
-26
| -4% | -$5.4K |
|
4346
Soluna Holdings
SLNH
$200M
| $124K | ﹤0.01% |
620
| – | – |
|
|
CORR
4347
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $124K | ﹤0.01% |
28,086
-3,980
| -12% | -$20.2K |
|
4348
Red Cat Holdings
RCAT
$1.11B
| $123K | ﹤0.01% |
35,386
+10,493
| +42% | +$32.5K |
|
4349
US Gold Corp
USAU
$213M
| $123K | ﹤0.01% |
12,060
| – | – |
|
|
ACOR
4350
DELISTED
Acorda Therapeutics
ACOR
| $123K | ﹤0.01% |
1,331
-129
| -9% | -$10.7K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.