Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DXC Technology
DXC
|
+$254M |
| 2 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$158M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$155M |
| 4 |
Intercontinental Exchange
ICE
|
+$116M |
| 5 |
Estee Lauder
EL
|
+$99.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
YHOO
Yahoo Inc
YHOO
|
+$450M |
| 2 |
MJN
Mead Johnson Nutrition Company
MJN
|
+$184M |
| 3 |
PVTB
PrivateBancorp Inc
PVTB
|
+$130M |
| 4 |
Hewlett Packard
HPE
|
+$119M |
| 5 |
GE Aerospace
GE
|
+$98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.41% |
| 2 | Technology | 14.17% |
| 3 | Healthcare | 13.27% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 9.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
FALC
4151
DELISTED
FalconStor Software Inc
FALC
| $18K | ﹤0.01% |
70,044
| – | – |
2013 Q2
16 quarters
|
|
4152
DELISTED
Synlogic
SYBX
| $17K | ﹤0.01% |
100
| – | – |
2017 Q1
1 quarter
|
|
4153
CareDx
CDNA
$3.45B
| $16K | ﹤0.01% |
14,089
| – | – |
2017 Q1
1 quarter
|
|
4154
Cohen & Co
COHN
$34.7M
| $16K | ﹤0.01% |
1,339
+98
| +8% | +$1.17K |
2013 Q2
16 quarters
|
|
4155
Milestone Scientific
MLSS
$29.6M
| $16K | ﹤0.01% |
10,800
| – | – |
2017 Q1
1 quarter
|
|
4156
Solitario Resources
XPL
$50.6M
| $16K | ﹤0.01% |
24,532
-5,000
| -17% | -$3.71K |
2013 Q2
16 quarters
|
|
4157
DELISTED
Enservco Corp.
ENSV
| $16K | ﹤0.01% |
3,486
| – | – |
2014 Q2
12 quarters
|
|
4158
DELISTED
Avinger, Inc. Common Stock
AVGR
| – | – |
-2
| Closed | -$140K | – |
|
4159
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $16K | ﹤0.01% |
34,452
| – | – |
2013 Q2
16 quarters
|
|
|
ARGS
4160
DELISTED
Argos Therapeutics, Inc.
ARGS
| $16K | ﹤0.01% |
2,162
-5,469
| -72% | -$46.6K |
2015 Q3
7 quarters
|
|
4161
AIM ImmunoTech
AIM
$6.79M
| $16K | ﹤0.01% |
7
| – | – |
2013 Q2
16 quarters
|
|
4162
Comstock
LODE
$144M
| $15K | ﹤0.01% |
320
| – | – |
2013 Q2
16 quarters
|
|
|
BINI
4163
DELISTED
Bollinger Innovations
BINI
| – | – |
0
| – | – |
2016 Q2
4 quarters
|
|
4164
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
| – | – |
0
| – | – |
2013 Q2
16 quarters
|
|
4165
DELISTED
Scorpius Holdings, Inc.
SCPX
| – | – |
0
| – | – |
2017 Q1
1 quarter
|
|
4166
Capricor Therapeutics
CAPR
$423M
| $14K | ﹤0.01% |
1,709
| – | – |
2017 Q1
1 quarter
|
|
4167
Gevo
GEVO
$289M
| $14K | ﹤0.01% |
982
| – | – |
2013 Q2
16 quarters
|
|
|
ARDM
4168
DELISTED
Aradigm Corp Common Stock
ARDM
| $14K | ﹤0.01% |
10,414
| – | – |
2017 Q1
1 quarter
|
|
|
GIGA
4169
DELISTED
Giga-Tronics Inc
GIGA
| $14K | ﹤0.01% |
17,822
| – | – |
2015 Q3
7 quarters
|
|
4170
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.2B
| $13K | ﹤0.01% |
+13,923
| New | +$1.22M |
2017 Q2
0 quarters
|
|
4171
DELISTED
Seadrill Limited Common Stock
SDRL
| $13K | ﹤0.01% |
140
-14,493
| -99% | -$2.28M |
2013 Q2
16 quarters
|
|
|
DYSL
4172
DELISTED
Dynasil Corporation of America
DYSL
| $13K | ﹤0.01% |
10,203
| – | – |
2015 Q3
7 quarters
|
|
|
IFO
4173
DELISTED
INFOSONICS CORPORATION
IFO
| $13K | ﹤0.01% |
27,735
| – | – |
2013 Q2
16 quarters
|
|
4174
DSS Inc
DSS
$6.06M
| $12K | ﹤0.01% |
29
| – | – |
2017 Q1
1 quarter
|
|
4175
Nuveen California Quality Municipal Income Fund
NAC
$1.58B
| $12K | ﹤0.01% |
79,630
| – | – |
2016 Q4
2 quarters
|
|
Similar funds
Northern Trust's Q2 2017 Portfolio in Review
As of Q2 2017, Northern Trust held 4,391 positions worth $358B, up 3.1% from $347B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q2 2017 filing shows 142 new, 2,528 increased, 1,287 reduced and 114 closed positions. Its largest new stake was DXC Technology: 3,833,711 shares worth $254M. The largest sale was Yahoo Inc, an estimated $450M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q2 2017 buy was DXC Technology: 3,833,711 shares worth $254M.
- Northern Trust added most to Vanguard FTSE All-World ex-US ETF in Q2 2017, an estimated $158M increase.
- Northern Trust's biggest Q2 2017 reduction was Hewlett Packard, cutting an estimated $119M.
- Northern Trust fully exited Yahoo Inc in Q2 2017, selling an estimated $450M.
- Northern Trust's ten largest holdings make up 14% of its $358B portfolio in Q2 2017.
- Northern Trust opened 142 new positions and closed 114 in Q2 2017.
- Northern Trust's portfolio value rose 3.1% quarter-over-quarter to $358B.
Based on Northern Trust's 13F filing for Q2 2017, filed 11 Aug 2017.