Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4101
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $236K | ﹤0.01% |
7,330
-14,980
| -67% | -$492K |
|
|
SACH
4102
Sachem Capital Corp
SACH
$39.1M
| $236K | ﹤0.01% |
43,134
+7,862
| +22% | +$39.8K |
|
4103
VirTra
VTSI
$34.9M
| $236K | ﹤0.01% |
23,290
+10,386
| +80% | +$83.6K |
|
|
MN
4104
DELISTED
MANNING & NAPIER, INC.
MN
| $236K | ﹤0.01% |
25,869
-1,356
| -5% | -$12.3K |
|
|
RESN
4105
DELISTED
Resonant Inc.
RESN
| $233K | ﹤0.01% |
96,094
+12,729
| +15% | +$35.2K |
|
4106
Equillium
EQ
$139M
| $232K | ﹤0.01% |
34,055
| – | – |
|
4107
IZEA Worldwide
IZEA
$60.6M
| $232K | ﹤0.01% |
30,178
+7,611
| +34% | +$66.7K |
|
4108
Koss Corp
KOSS
$34.8M
| $232K | ﹤0.01% |
14,197
+1,563
| +12% | +$28.8K |
|
4109
Quantum Computing Inc
QUBT
$1.83B
| $232K | ﹤0.01% |
+37,281
| New | +$273K |
|
4110
SEACOR Marine Holdings
SMHI
$256M
| $231K | ﹤0.01% |
49,967
+34
| +0.1% | +$146 |
|
4111
BGSF Inc
BGSF
$59.5M
| $230K | ﹤0.01% |
18,042
| – | – |
|
|
BMTX
4112
DELISTED
BM Technologies, Inc.
BMTX
| $230K | ﹤0.01% |
25,835
-41,795
| -62% | -$428K |
|
4113
LENSAR
LNSR
$61.5M
| $229K | ﹤0.01% |
29,922
+7,126
| +31% | +$57.9K |
|
4114
CPI Card Group
PMTS
$242M
| $229K | ﹤0.01% |
+6,597
| New | +$187K |
|
4115
Nuveen Core Equity Alpha Fund
JCE
$279M
| $228K | ﹤0.01% |
13,315
| – | – |
|
|
AGTC
4116
DELISTED
Applied Genetic Technologies Corporation
AGTC
| $228K | ﹤0.01% |
75,865
+600
| +0.8% | +$2.14K |
|
4117
Cedar Fair
FUN
$1.77B
| $225K | ﹤0.01% |
4,852
+317
| +7% | +$14K |
|
4118
SELLAS Life Sciences
SLS
$1.97B
| $225K | ﹤0.01% |
24,605
| – | – |
|
4119
Ocean Power Technologies
OPTT
$48.9M
| $224K | ﹤0.01% |
96,557
| – | – |
|
|
ATYR
4120
aTyr Pharma
ATYR
$47.6M
| $224K | ﹤0.01% |
24,673
-1,432
| -5% | -$8.57K |
|
|
SREV
4121
DELISTED
ServiceSource International, Inc.
SREV
| $224K | ﹤0.01% |
165,593
-20,489
| -11% | -$29.8K |
|
4122
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
| $223K | ﹤0.01% |
7,750
-380
| -5% | -$11.3K |
|
4123
Talphera
TLPH
$66.4M
| $223K | ﹤0.01% |
10,963
| – | – |
|
4124
Corbus Pharmaceuticals
CRBP
$166M
| $222K | ﹤0.01% |
7,256
+145
| +2% | +$5.72K |
|
|
DIAX
4125
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $222K | ﹤0.01% |
13,236
| – | – |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.