Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VF Corp
VFC
|
+$939M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$517M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$233M |
| 4 |
NXP Semiconductors
NXPI
|
+$195M |
| 5 |
Sherwin-Williams
SHW
|
+$192M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$787M |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Pinduoduo
PDD
|
+$215M |
| 4 |
Berkshire Hathaway Class B
BRK.B
|
+$212M |
| 5 |
Carnival Corporation Ltd
CCL
|
+$210M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.51% |
| 2 | Financials | 12.87% |
| 3 | Healthcare | 12.23% |
| 4 | Consumer Discretionary | 12.03% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RRD
3626
DELISTED
RR Donnelley & Sons Co.
RRD
| $900K | ﹤0.01% |
221,919
-11,166
| -5% | -$35.4K |
|
3627
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
| $897K | ﹤0.01% |
7,366
+4,973
| +208% | +$587K |
|
|
CIZN
3628
DELISTED
Citizens Holding Co.
CIZN
| $897K | ﹤0.01% |
45,075
-3,983
| -8% | -$81.6K |
|
3629
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
| $894K | ﹤0.01% |
9,396
-374
| -4% | -$34K |
|
3630
Protara Therapeutics
TARA
$232M
| $892K | ﹤0.01% |
56,676
-6,536
| -10% | -$121K |
|
|
VLDR
3631
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
| $889K | ﹤0.01% |
77,968
+5,668
| +8% | +$107K |
|
|
ADN
3632
DELISTED
Advent Technologies
ADN
| $888K | ﹤0.01% |
+2,210
| New | +$1M |
|
3633
Ultralife
ULBI
$106M
| $887K | ﹤0.01% |
107,057
-5,778
| -5% | -$41K |
|
3634
Adecoagro
AGRO
$1.36B
| $880K | ﹤0.01% |
111,892
-10,590
| -9% | -$85.4K |
|
|
APEN
3635
DELISTED
Apollo Endosurgery, Inc.
APEN
| $880K | ﹤0.01% |
159,714
-89,257
| -36% | -$441K |
|
|
DBTX
3636
DELISTED
Decibel Therapeutics, Inc. Common Stock
DBTX
| $879K | ﹤0.01% |
+77,392
| New | +$1.21M |
|
3637
Arq
ARQ
$89.3M
| $878K | ﹤0.01% |
159,680
-14,416
| -8% | -$80.7K |
|
3638
Auburn National Bancorp
AUBN
$91.9M
| $876K | ﹤0.01% |
22,825
-1,855
| -8% | -$75.8K |
|
|
SQZ
3639
DELISTED
SQZ Biotechnologies Company
SQZ
| $875K | ﹤0.01% |
64,012
+9,304
| +17% | +$189K |
|
|
ASXC
3640
DELISTED
Asensus Surgical, Inc.
ASXC
| $873K | ﹤0.01% |
268,584
+96,090
| +56% | +$348K |
|
|
AMRN
3641
Amarin Corp
AMRN
$303M
| $872K | ﹤0.01% |
7,022
-37
| -0.5% | -$4.97K |
|
3642
Compugen
CGEN
$228M
| $872K | ﹤0.01% |
101,524
-449
| -0.4% | -$4.98K |
|
3643
Golub Capital BDC
GBDC
$3.42B
| $872K | ﹤0.01% |
59,678
-685
| -1% | -$10.1K |
|
3644
Target Hospitality
TH
$1.64B
| $871K | ﹤0.01% |
346,551
+4,591
| +1% | +$8.49K |
|
|
XXII
3645
22nd Century Group
XXII
$1.48M
| – | – |
0
| – | – |
|
|
CEA
3646
DELISTED
China Eastern Airlines
CEA
| $864K | ﹤0.01% |
36,941
-424
| -1% | -$9.51K |
|
|
CEMI
3647
DELISTED
Chembio diagnostics, Inc.
CEMI
| $858K | ﹤0.01% |
244,590
-47,328
| -16% | -$264K |
|
|
GNOG
3648
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
| $857K | ﹤0.01% |
+63,491
| New | +$1.11M |
|
3649
Afya
AFYA
$1.27B
| $852K | ﹤0.01% |
45,818
-31,774
| -41% | -$717K |
|
3650
Biodesix
BDSX
$248M
| $849K | ﹤0.01% |
2,093
-39
| -2% | -$17.4K |
|
Similar funds
Northern Trust's Q1 2021 Portfolio in Review
As of Q1 2021, Northern Trust held 4,560 positions worth $538B, up 4.7% from $513B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Northern Trust's Q1 2021 filing shows 186 new, 1,468 increased, 2,747 reduced and 86 closed positions. Its largest new stake was Cognyte Software: 659,566 shares worth $18.3M. The largest sale was Apple, an estimated $787M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q1 2021 buy was Cognyte Software: 659,566 shares worth $18.3M.
- Northern Trust added most to VF Corp in Q1 2021, an estimated $939M increase.
- Northern Trust's biggest Q1 2021 reduction was Apple, cutting an estimated $787M.
- Northern Trust fully exited Tiffany & Co. in Q1 2021, selling an estimated $147M.
- Northern Trust's ten largest holdings make up 20% of its $538B portfolio in Q1 2021.
- Northern Trust opened 186 new positions and closed 86 in Q1 2021.
- Northern Trust's portfolio value rose 4.7% quarter-over-quarter to $538B.
Based on Northern Trust's 13F filing for Q1 2021, filed 12 May 2021.