Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3576
HireQuest
HQI
$180M
| $935K | ﹤0.01% |
48,420
+26,435
| +120% | +$508K |
|
3577
Invesco Preferred ETF
PGX
$3.81B
| $934K | ﹤0.01% |
62,125
+2,169
| +4% | +$32.9K |
|
3578
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $933K | ﹤0.01% |
24,030
-8,068
| -25% | -$316K |
|
|
CNVY
3579
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
| $924K | ﹤0.01% |
+110,020
| New | +$980K |
|
3580
Foster
FSTR
$430M
| $919K | ﹤0.01% |
59,342
+1,685
| +3% | +$28.8K |
|
3581
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
| $919K | ﹤0.01% |
9,396
| – | – |
|
3582
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
| $918K | ﹤0.01% |
12,929
-5,750
| -31% | -$419K |
|
|
IIN
3583
DELISTED
IntriCon Corporation
IIN
| $916K | ﹤0.01% |
50,421
-424
| -0.8% | -$9.14K |
|
3584
Afya
AFYA
$1.31B
| $913K | ﹤0.01% |
46,275
+315
| +0.7% | +$7.14K |
|
3585
Karat Packaging
KRT
$803M
| $907K | ﹤0.01% |
43,107
+25,060
| +139% | +$564K |
|
|
FNCH
3586
DELISTED
Finch Therapeutics Group, Inc. Common Stock
FNCH
| $901K | ﹤0.01% |
2,310
-225
| -9% | -$95.9K |
|
|
CGC
3587
Canopy Growth
CGC
$387M
| $898K | ﹤0.01% |
6,477
+3,022
| +87% | +$541K |
|
3588
RxSight
RXST
$249M
| $897K | ﹤0.01% |
+70,765
| New | +$974K |
|
3589
Danaos Corp
DAC
$2.58B
| $895K | ﹤0.01% |
10,931
+70
| +0.6% | +$5.3K |
|
3590
Target Hospitality
TH
$1.51B
| $880K | ﹤0.01% |
235,974
-21,285
| -8% | -$78.3K |
|
|
ENIA
3591
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $880K | ﹤0.01% |
150,360
-29,967
| -17% | -$201K |
|
|
LSEA
3592
DELISTED
Landsea Homes
LSEA
| $878K | ﹤0.01% |
101,393
+21,348
| +27% | +$183K |
|
|
FLNT
3593
Fluent
FLNT
$102M
| $872K | ﹤0.01% |
64,018
-4,025
| -6% | -$60.4K |
|
|
MBII
3594
DELISTED
Marrone Bio Innovations, Inc.
MBII
| $871K | ﹤0.01% |
966,880
-59,059
| -6% | -$71.1K |
|
3595
DHI Group
DHX
$182M
| $870K | ﹤0.01% |
182,887
-19,568
| -10% | -$76.8K |
|
3596
Gaotu Techedu
GOTU
$434M
| $870K | ﹤0.01% |
283,227
-237,494
| -46% | -$1.2M |
|
|
SRTA
3597
Strata Critical Medical Inc
SRTA
$434M
| $864K | ﹤0.01% |
83,074
-5,409
| -6% | -$47.3K |
|
3598
Biodesix
BDSX
$220M
| $862K | ﹤0.01% |
5,246
-100
| -2% | -$19K |
|
3599
iShares Core MSCI Europe ETF
IEUR
$8.97B
| $854K | ﹤0.01% |
15,225
-3,781
| -20% | -$220K |
|
|
OCFT
3600
DELISTED
OneConnect Financial Technology
OCFT
| $851K | ﹤0.01% |
20,780
-7,502
| -27% | -$475K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.