Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3526
Velocity Financial
VEL
$689M
| $1.09M | ﹤0.01% |
82,541
+47,744
| +137% | +$608K |
|
3527
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
| $1.08M | ﹤0.01% |
24,342
+1,290
| +6% | +$59.1K |
|
|
FTCH
3528
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $1.07M | ﹤0.01% |
28,624
+24,024
| +522% | +$1.06M |
|
3529
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.68B
| $1.07M | ﹤0.01% |
12,622
-5,815
| -32% | -$514K |
|
3530
Schwab International Equity ETF
SCHF
$66.6B
| $1.07M | ﹤0.01% |
55,330
+27,620
| +100% | +$549K |
|
|
FSFG
3531
DELISTED
First Savings Financial Group
FSFG
| $1.06M | ﹤0.01% |
38,090
+3,152
| +9% | +$83.9K |
|
|
TEAD
3532
Teads Holding Co
TEAD
$68.7M
| $1.06M | ﹤0.01% |
+71,907
| New | +$1.27M |
|
3533
Zevia
ZVIA
$122M
| $1.06M | ﹤0.01% |
+92,351
| New | +$1.23M |
|
|
AOMR
3534
Angel Oak Mortgage REIT
AOMR
$220M
| $1.06M | ﹤0.01% |
+62,591
| New | +$1.11M |
|
3535
ARK Innovation ETF
ARKK
$5.64B
| $1.05M | ﹤0.01% |
9,509
-1,597
| -14% | -$192K |
|
|
CMAX
3536
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
| $1.04M | ﹤0.01% |
+3,607
| New | +$1.06M |
|
|
RAIN
3537
DELISTED
Rain Oncology Inc. Common Stock
RAIN
| $1.04M | ﹤0.01% |
69,693
-6,579
| -9% | -$112K |
|
3538
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $1.04M | ﹤0.01% |
40,791
-23,730
| -37% | -$620K |
|
3539
indie Semiconductor
INDI
$682M
| $1.04M | ﹤0.01% |
+84,475
| New | +$824K |
|
3540
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
| $1.04M | ﹤0.01% |
18,757
-97,624
| -84% | -$5.56M |
|
3541
Neuropace
NPCE
$439M
| $1.04M | ﹤0.01% |
65,379
-5,898
| -8% | -$124K |
|
|
HOOK
3542
DELISTED
HOOKIPA Pharma
HOOK
| $1.03M | ﹤0.01% |
17,548
-4,265
| -20% | -$309K |
|
3543
Vera Therapeutics
VERA
$2.3B
| $1.03M | ﹤0.01% |
+59,315
| New | +$1.06M |
|
3544
Laird Superfood
LSF
$45.8M
| $1.03M | ﹤0.01% |
53,800
-54
| -0.1% | -$1.24K |
|
|
OTRK
3545
DELISTED
Ontrak
OTRK
| $1.02M | ﹤0.01% |
1,127
-44
| -4% | -$78.6K |
|
3546
Investar Holding Corp
ISTR
$415M
| $1.02M | ﹤0.01% |
46,165
-157
| -0.3% | -$3.49K |
|
3547
PubMatic
PUBM
$585M
| $1.01M | ﹤0.01% |
38,485
-7,851
| -17% | -$236K |
|
|
PARAA
3548
DELISTED
Paramount Global Class A
PARAA
| $1.01M | ﹤0.01% |
24,074
-8,562
| -26% | -$383K |
|
3549
Bankwell Financial Group
BWFG
$543M
| $1.01M | ﹤0.01% |
34,683
+2,371
| +7% | +$69K |
|
|
PPTA
3550
Perpetua Resources
PPTA
$2.3B
| $1.01M | ﹤0.01% |
203,096
-12,143
| -6% | -$67.8K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.