Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3451
Silicom
SILC
$229M
| $859K | ﹤0.01% |
26,519
+296
| +1% | +$10.6K |
|
3452
VEON
VEON
$3.62B
| $855K | ﹤0.01% |
27,114
-279
| -1% | -$10.7K |
|
|
ELP
3453
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $854K | ﹤0.01% |
193,848
-136,997
| -41% | -$638K |
|
|
ELOX
3454
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
| $854K | ﹤0.01% |
8,121
-416
| -5% | -$49.8K |
|
3455
First Western Financial
MYFW
$304M
| $851K | ﹤0.01% |
65,744
+45,534
| +225% | +$623K |
|
|
SAL
3456
DELISTED
Salisbury Bancorp, Inc.
SAL
| $850K | ﹤0.01% |
53,792
+26
| +0% | +$474 |
|
3457
Schwab US Large- Cap ETF
SCHX
$71.8B
| $846K | ﹤0.01% |
62,946
-486
| -0.8% | -$6.46K |
|
3458
BGSF Inc
BGSF
$59.5M
| $844K | ﹤0.01% |
99,665
-6,846
| -6% | -$65.8K |
|
3459
Provident Financial
PROV
$111M
| $844K | ﹤0.01% |
70,890
+87
| +0.1% | +$1.06K |
|
|
NH
3460
DELISTED
NantHealth, Inc
NH
| $843K | ﹤0.01% |
23,998
+214
| +0.9% | +$12.1K |
|
|
GRTS
3461
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $841K | ﹤0.01% |
317,313
-21,190
| -6% | -$78.7K |
|
3462
Mastech Digital
MHH
$93.1M
| $839K | ﹤0.01% |
46,561
+29,617
| +175% | +$618K |
|
3463
Altisource Portfolio Solutions
ASPS
$63.6M
| $835K | ﹤0.01% |
8,234
-215
| -3% | -$20.8K |
|
3464
Research Frontiers
REFR
$14M
| $835K | ﹤0.01% |
309,420
+196,147
| +173% | +$568K |
|
|
LEVL
3465
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
| $835K | ﹤0.01% |
53,517
-921
| -2% | -$15K |
|
3466
Climb Global Solutions
CLMB
$500M
| $833K | ﹤0.01% |
144,464
+5,236
| +4% | +$31.1K |
|
3467
Oak Valley Bancorp
OVLY
$285M
| $833K | ﹤0.01% |
72,637
+2,555
| +4% | +$33.2K |
|
3468
Capital Bancorp
CBNK
$608M
| $831K | ﹤0.01% |
87,795
+433
| +0.5% | +$4.53K |
|
|
CEA
3469
DELISTED
China Eastern Airlines
CEA
| $831K | ﹤0.01% |
38,473
-112
| -0.3% | -$2.23K |
|
|
NVMI
3470
Nova
NVMI
$12.4B
| $829K | ﹤0.01% |
15,888
+323
| +2% | +$16.6K |
|
3471
Willis Lease Finance
WLFC
$1.7B
| $826K | ﹤0.01% |
134,445
+1,461
| +1% | +$10.6K |
|
3472
Prospect Capital
PSEC
$1.07B
| $825K | ﹤0.01% |
163,939
-3,345
| -2% | -$16.8K |
|
|
PVBC
3473
DELISTED
Provident Bancorp
PVBC
| $824K | ﹤0.01% |
105,768
+9,262
| +10% | +$73.2K |
|
|
AGFS
3474
DELISTED
AgroFresh Solutions Inc
AGFS
| $824K | ﹤0.01% |
338,895
-9,060
| -3% | -$22.7K |
|
3475
Golub Capital BDC
GBDC
$3.34B
| $823K | ﹤0.01% |
62,153
+12,286
| +25% | +$153K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.