Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3401
KVH Industries
KVHI
$181M
| $1.53M | ﹤0.01% |
159,231
-4,355
| -3% | -$47.2K |
|
3402
Alpha Teknova
TKNO
$268M
| $1.52M | ﹤0.01% |
+61,201
| New | +$1.31M |
|
|
NGMS
3403
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
| $1.52M | ﹤0.01% |
41,331
-13,440
| -25% | -$619K |
|
3404
Bassett Furniture
BSET
$164M
| $1.52M | ﹤0.01% |
83,748
-3,592
| -4% | -$78.8K |
|
|
MILE
3405
DELISTED
Metromile, Inc. Common Stock
MILE
| $1.5M | ﹤0.01% |
423,358
-30,917
| -7% | -$174K |
|
3406
DNP Select Income Fund
DNP
$4.05B
| $1.5M | ﹤0.01% |
140,859
| – | – |
|
3407
KLX Energy Services
KLXE
$45M
| $1.5M | ﹤0.01% |
315,455
+22,724
| +8% | +$139K |
|
|
SDC
3408
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $1.5M | ﹤0.01% |
281,567
+19,729
| +8% | +$123K |
|
|
APEN
3409
DELISTED
Apollo Endosurgery, Inc.
APEN
| $1.49M | ﹤0.01% |
164,269
+10,446
| +7% | +$89.8K |
|
3410
First Business Financial Services
FBIZ
$587M
| $1.48M | ﹤0.01% |
51,596
-2,325
| -4% | -$64.2K |
|
|
TIGR
3411
UP Fintech Holding
TIGR
$876M
| $1.48M | ﹤0.01% |
140,018
-46,397
| -25% | -$728K |
|
|
MPX
3412
DELISTED
Marine Products Corp
MPX
| $1.47M | ﹤0.01% |
117,754
-28,555
| -20% | -$416K |
|
|
OLO
3413
DELISTED
Olo Inc
OLO
| $1.47M | ﹤0.01% |
49,026
+9,132
| +23% | +$326K |
|
3414
AerSale
ASLE
$293M
| $1.46M | ﹤0.01% |
86,131
-4,241
| -5% | -$55K |
|
3415
Tango Therapeutics
TNGX
$4.43B
| $1.46M | ﹤0.01% |
+113,150
| New | +$1.36M |
|
|
SMLR
3416
DELISTED
Semler Scientific
SMLR
| $1.46M | ﹤0.01% |
+11,656
| New | +$1.47M |
|
|
CSSE
3417
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
| $1.45M | ﹤0.01% |
63,492
+31,198
| +97% | +$897K |
|
3418
Mayville Engineering Co
MEC
$654M
| $1.44M | ﹤0.01% |
76,348
-28,427
| -27% | -$487K |
|
3419
ACV Auctions
ACVA
$1.31B
| $1.43M | ﹤0.01% |
80,148
+43,217
| +117% | +$917K |
|
|
ORGN
3420
DELISTED
Origin Materials
ORGN
| $1.43M | ﹤0.01% |
+7,001
| New | +$1.44M |
|
|
GORV
3421
DELISTED
Lazydays
GORV
| $1.43M | ﹤0.01% |
2,232
-17
| -0.8% | -$11.4K |
|
3422
Greenwich LifeSciences
GLSI
$198M
| $1.43M | ﹤0.01% |
36,510
+24,412
| +202% | +$1.02M |
|
3423
iShares Semiconductor ETF
SOXX
$41.7B
| $1.43M | ﹤0.01% |
+9,585
| New | +$1.46M |
|
|
CARM
3424
DELISTED
Carisma Therapeutics
CARM
| $1.42M | ﹤0.01% |
89,796
+5,439
| +6% | +$261K |
|
3425
GFL Environmental
GFL
$14.9B
| $1.42M | ﹤0.01% |
+38,301
| New | +$1.32M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.