Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$1.02B |
| 2 |
Microsoft
MSFT
|
+$337M |
| 3 |
Apple
AAPL
|
+$308M |
| 4 |
Meta Platforms (Facebook)
META
|
+$222M |
| 5 |
Amazon
AMZN
|
+$218M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$886M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$515M |
| 3 |
BHI
Baker Hughes
BHI
|
+$212M |
| 4 |
WFM
Whole Foods Market Inc
WFM
|
+$165M |
| 5 |
WOOF
VCA Inc.
WOOF
|
+$97.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.39% |
| 2 | Technology | 14.36% |
| 3 | Healthcare | 12.87% |
| 4 | Industrials | 10.7% |
| 5 | Consumer Discretionary | 8.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
Neurogene
NGNE
$691M
| $1.21M | ﹤0.01% |
4,262
+102
| +2% | +$29.3K |
|
|
MBCN
3377
DELISTED
Middlefield Banc Corp
MBCN
| $1.21M | ﹤0.01% |
52,408
+2,346
| +5% | +$53.8K |
|
3378
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $1.21M | ﹤0.01% |
31,144
+4,886
| +19% | +$190K |
|
|
OSG
3379
DELISTED
Overseas Shipholding Group Inc.
OSG
| $1.2M | ﹤0.01% |
457,340
-5,349
| -1% | -$13.6K |
|
|
HNH
3380
DELISTED
Handy & Harman Holdings Ltd.
HNH
| $1.2M | ﹤0.01% |
36,718
-706
| -2% | -$23K |
|
3381
First United
FUNC
$289M
| $1.2M | ﹤0.01% |
71,785
-751
| -1% | -$11.4K |
|
|
MITL
3382
DELISTED
Mitel Networks Corporation
MITL
| $1.2M | ﹤0.01% |
142,496
+13,958
| +11% | +$111K |
|
|
QTNT
3383
DELISTED
Quotient Limited Ordinary Shares
QTNT
| $1.19M | ﹤0.01% |
6,047
-7
| -0.1% | -$1.4K |
|
|
TAX
3384
DELISTED
Liberty Tax, Inc. Class A
TAX
| $1.19M | ﹤0.01% |
82,781
-400
| -0.5% | -$5.55K |
|
3385
Brookfield Renewable
BEP
$9.87B
| $1.19M | ﹤0.01% |
66,325
-94
| -0.1% | -$1.7K |
|
3386
Willis Lease Finance
WLFC
$1.29B
| $1.17M | ﹤0.01% |
142,125
-1,059
| -0.7% | -$8.73K |
|
|
PLYA
3387
DELISTED
Playa Hotels & Resorts
PLYA
| $1.16M | ﹤0.01% |
111,501
-7,033
| -6% | -$79.4K |
|
3388
Gaia
GAIA
$48.1M
| $1.16M | ﹤0.01% |
96,401
-527
| -0.5% | -$6.03K |
|
|
ZYNE
3389
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
| $1.14M | ﹤0.01% |
135,892
+16
| +0% | +$169 |
|
3390
Safe Bulkers
SB
$774M
| $1.13M | ﹤0.01% |
410,927
-967
| -0.2% | -$2.75K |
|
3391
Prospect Capital
PSEC
$1.13B
| $1.13M | ﹤0.01% |
167,474
+34,277
| +26% | +$257K |
|
3392
GSI Technology
GSIT
$257M
| $1.12M | ﹤0.01% |
154,194
-247
| -0.2% | -$1.76K |
|
3393
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $1.11M | ﹤0.01% |
919,688
+44,641
| +5% | +$5.39M |
|
|
SNNA
3394
DELISTED
Sienna Biopharmaceuticals, Inc.
SNNA
| $1.11M | ﹤0.01% |
+49,944
| New | +$1.1M |
|
|
MIME
3395
DELISTED
Mimecast Limited
MIME
| $1.11M | ﹤0.01% |
38,908
+2,593
| +7% | +$71.3K |
|
|
ABCD
3396
DELISTED
Cambium Learning Group, Inc.
ABCD
| $1.1M | ﹤0.01% |
165,870
+3,710
| +2% | +$20.1K |
|
|
OTIC
3397
DELISTED
Otonomy, Inc.
OTIC
| $1.1M | ﹤0.01% |
337,050
-11,464
| -3% | -$155K |
|
3398
Maui Land & Pineapple Co
MLP
$336M
| $1.09M | ﹤0.01% |
78,245
+516
| +0.7% | +$8.13K |
|
|
VSLR
3399
DELISTED
VIVINT SOLAR, INC.
VSLR
| $1.08M | ﹤0.01% |
319,062
-41,852
| -12% | -$203K |
|
|
GMLP
3400
DELISTED
Golar LNG Partners LP
GMLP
| $1.08M | ﹤0.01% |
46,509
-15,779
| -25% | -$336K |
|
Similar funds
Northern Trust's Q3 2017 Portfolio in Review
As of Q3 2017, Northern Trust held 4,364 positions worth $384B, up 7.3% from $358B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Trading was light in Q3 2017: portfolio turnover was 4.5%. Northern Trust opened 89 new positions and exited 107, leaving the 4,364-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2017 buy was Baker Hughes: 5,053,073 shares worth $185M.
- Northern Trust added most to DuPont de Nemours in Q3 2017, an estimated $1.02B increase.
- Northern Trust's biggest Q3 2017 reduction was FlexShares STOXX Global Broad Infrastructure Index Fund, cutting an estimated $73.5M.
- Northern Trust fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $886M.
- Northern Trust's ten largest holdings make up 14% of its $384B portfolio in Q3 2017.
- Northern Trust opened 89 new positions and closed 107 in Q3 2017.
- Northern Trust's portfolio value rose 7.3% quarter-over-quarter to $384B.
Based on Northern Trust's 13F filing for Q3 2017, filed 13 Nov 2017.