Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3176
Shore Bancshares
SHBI
$820M
| $1.56M | ﹤0.01% |
142,196
-6,601
| -4% | -$66.1K |
|
3177
Park-Ohio Holdings
PKOH
$581M
| $1.56M | ﹤0.01% |
97,041
-4,101
| -4% | -$65.5K |
|
3178
iShare MSCI Eurozone ETF
EZU
$9.73B
| $1.56M | ﹤0.01% |
41,098
-120
| -0.3% | -$4.65K |
|
|
STEX
3179
Streamex Corp
STEX
$78.1M
| $1.56M | ﹤0.01% |
31,566
+1,139
| +4% | +$84.5K |
|
3180
Alta Equipment Group
ALTG
$227M
| $1.55M | ﹤0.01% |
198,210
-8,292
| -4% | -$65.8K |
|
|
IVAC
3181
DELISTED
Intevac Inc
IVAC
| $1.55M | ﹤0.01% |
281,655
+162,613
| +137% | +$938K |
|
|
ALSK
3182
DELISTED
Alaska Communications Systems
ALSK
| $1.55M | ﹤0.01% |
774,218
-33,380
| -4% | -$77.2K |
|
3183
Bankwell Financial Group
BWFG
$538M
| $1.55M | ﹤0.01% |
109,335
-357
| -0.3% | -$5.52K |
|
3184
Genco Shipping & Trading
GNK
$1.14B
| $1.54M | ﹤0.01% |
223,905
+5,929
| +3% | +$40K |
|
3185
Stratus Properties
STRS
$157M
| $1.54M | ﹤0.01% |
71,615
-650
| -0.9% | -$12.9K |
|
|
GFN
3186
DELISTED
General Finance Corporation
GFN
| $1.54M | ﹤0.01% |
242,979
-12,351
| -5% | -$78.5K |
|
3187
Funko
FNKO
$323M
| $1.54M | ﹤0.01% |
265,275
-4,522
| -2% | -$26.5K |
|
|
SUNS
3188
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $1.54M | ﹤0.01% |
+121,935
| New | +$1.59M |
|
3189
Global Water Resources
GWRS
$210M
| $1.53M | ﹤0.01% |
142,206
-5,297
| -4% | -$58.3K |
|
|
TCFC
3190
DELISTED
The Community Financial Corporation Common Stock
TCFC
| $1.53M | ﹤0.01% |
71,734
+2,809
| +4% | +$62.6K |
|
3191
Veru
VERU
$36.3M
| $1.53M | ﹤0.01% |
58,256
+37,536
| +181% | +$1.09M |
|
|
LTRPA
3192
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
| $1.52M | ﹤0.01% |
880,975
-26,934
| -3% | -$64.9K |
|
|
CHS
3193
DELISTED
Chicos FAS, Inc.
CHS
| $1.52M | ﹤0.01% |
1,566,367
-37,132
| -2% | -$48.5K |
|
3194
SSR Mining
SSRM
$5.6B
| $1.52M | ﹤0.01% |
81,387
+35,458
| +77% | +$755K |
|
3195
Altimmune
ALT
$583M
| $1.51M | ﹤0.01% |
114,646
+16,857
| +17% | +$337K |
|
3196
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $1.51M | ﹤0.01% |
28,196
+14,815
| +111% | +$786K |
|
|
CURO
3197
DELISTED
CURO Group Holdings Corp.
CURO
| $1.51M | ﹤0.01% |
214,183
-5,327
| -2% | -$40.5K |
|
|
FCBP
3198
DELISTED
First Choice Bancorp Common Stock
FCBP
| $1.51M | ﹤0.01% |
113,493
-4,150
| -4% | -$61.6K |
|
3199
Corbus Pharmaceuticals
CRBP
$165M
| $1.5M | ﹤0.01% |
27,840
+1,833
| +7% | +$332K |
|
|
OPTN
3200
DELISTED
OptiNose
OPTN
| $1.5M | ﹤0.01% |
25,630
+1,063
| +4% | +$78.7K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.