Northern Trust’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Northern Trust’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-121,935	Closed	-$1.54M	–	4434
2020 Q3	$1.54M	Buy	+121,935	New	+$1.59M	﹤0.01%	3188
2014 Q3	–	Sell	-93,836	Closed	-$1.58M	–	4370
2014 Q2	$1.58M	Sell	93,836 -28,079	-23%	-$472K	﹤0.01%	3205
2014 Q1	$2.08M	Sell	121,915 -15,178	-11%	-$273K	﹤0.01%	3110
2013 Q4	$2.5M	Buy	137,093 +2,000	+1%	+$36.7K	﹤0.01%	3020
2013 Q3	$2.44M	Sell	135,093 -12,667	-9%	-$233K	﹤0.01%	2986
2013 Q2	$2.72M	Buy	+147,760	New	+$2.78M	﹤0.01%	2795

Other funds holding SUNS

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

LCWP

Legacy Capital Wealth Partners Little Rock, Arkansas $485M AUM 21.24% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Northern Trust's SUNS Position: Q4 2020 in Review

Northern Trust sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q4 2020, closing a stake of 121,935 shares — an estimated $1.54M sold.

Northern Trust first reported a position in SUNS in Q2 2013 and held it in 6 quarters. The position peaked at $2.72M in Q2 2013. 44 funds tracked by Wall St. Rank hold SUNS as of Q4 2020.

Northern Trust reported no remaining SLR Senior Investment Corp. Common Stock position as of Q4 2020 after selling out during the quarter.
Northern Trust sold 121,935 SLR Senior Investment Corp. Common Stock shares in Q4 2020, an estimated $1.54M.
Northern Trust first reported a position in SLR Senior Investment Corp. Common Stock in Q2 2013 and held it in 6 quarters.
Northern Trust's SLR Senior Investment Corp. Common Stock position peaked at $2.72M in Q2 2013.
44 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q4 2020.

Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.