Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Artisan Partners
APAM
$3.03B
| $6.33M | ﹤0.01% |
120,921
+23,305
| +24% | +$1.2M |
|
|
DLLR
2327
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
| $6.33M | ﹤0.01% |
575,841
-77,421
| -12% | -$1.06M |
|
|
BKW
2328
DELISTED
BURGER KING WORLDWIDE
BKW
| $6.32M | ﹤0.01% |
323,901
+180,977
| +127% | +$3.57M |
|
2329
AeroVironment
AVAV
$9.59B
| $6.32M | ﹤0.01% |
273,436
+14,488
| +6% | +$324K |
|
|
GPX
2330
DELISTED
GP Strategies Corp.
GPX
| $6.31M | ﹤0.01% |
240,627
+14,759
| +7% | +$382K |
|
2331
New Mountain Finance
NMFC
$736M
| $6.28M | ﹤0.01% |
435,920
+114,644
| +36% | +$1.67M |
|
2332
Unitil
UTL
$992M
| $6.28M | ﹤0.01% |
214,367
-6,254
| -3% | -$184K |
|
|
SP
2333
DELISTED
SP Plus Corporation
SP
| $6.28M | ﹤0.01% |
233,368
-7,392
| -3% | -$171K |
|
|
MFB
2334
DELISTED
MAIDENFORM BRANDS, INC
MFB
| $6.27M | ﹤0.01% |
267,124
-102,121
| -28% | -$2.26M |
|
2335
Ameris Bancorp
ABCB
$6B
| $6.26M | ﹤0.01% |
340,803
+271
| +0.1% | +$5.11K |
|
2336
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
| $6.26M | ﹤0.01% |
198,710
-15,904
| -7% | -$499K |
|
2337
Ingles Markets
IMKTA
$1.68B
| $6.26M | ﹤0.01% |
217,731
-10,980
| -5% | -$295K |
|
|
NSM
2338
DELISTED
Nationstar Mortgage Holdings
NSM
| $6.26M | ﹤0.01% |
111,249
-102,185
| -48% | -$4.98M |
|
|
WSTC
2339
DELISTED
West Corporation
WSTC
| $6.25M | ﹤0.01% |
282,104
+173,943
| +161% | +$3.97M |
|
2340
Super Micro Computer
SMCI
$25.3B
| $6.24M | ﹤0.01% |
4,606,050
+258,530
| +6% | +$326K |
|
|
ATRI
2341
DELISTED
Atrion Corp
ATRI
| $6.23M | ﹤0.01% |
24,058
-548
| -2% | -$133K |
|
|
RTK
2342
DELISTED
Rentech, Inc.
RTK
| $6.22M | ﹤0.01% |
313,897
+433
| +0.1% | +$9.1K |
|
2343
Oxford Square Capital
OXSQ
$160M
| $6.19M | ﹤0.01% |
635,224
-1,291
| -0.2% | -$12.7K |
|
|
FCRD
2344
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $6.19M | ﹤0.01% |
396,507
+184,445
| +87% | +$2.87M |
|
2345
Future Fuel
FF
$249M
| $6.18M | ﹤0.01% |
344,070
+36,876
| +12% | +$604K |
|
|
FUR
2346
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
| $6.18M | ﹤0.01% |
553,925
+9,189
| +2% | +$114K |
|
|
SAAS
2347
DELISTED
inContact, Inc.
SAAS
| $6.16M | ﹤0.01% |
746,520
+133,369
| +22% | +$1.14M |
|
|
EPB
2348
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
| $6.14M | ﹤0.01% |
145,415
-2,434
| -2% | -$103K |
|
2349
Novavax
NVAX
$1.34B
| $6.13M | ﹤0.01% |
97,254
+4,505
| +5% | +$254K |
|
2350
Capital Southwest
CSWC
$1.61B
| $6.11M | ﹤0.01% |
486,395
+16,156
| +3% | +$209K |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.