Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GLBR
2001
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
| $10.3M | ﹤0.01% |
52,400
+15,900
| +44% | +$2.86M |
|
2002
Biglari Holdings Class B
BH
$1.2B
| $10.3M | ﹤0.01% |
40,497
+6,124
| +18% | +$1.54M |
|
|
MNTA
2003
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $10.3M | ﹤0.01% |
716,574
-8,098
| -1% | -$124K |
|
2004
Weis Markets
WMK
$1.76B
| $10.3M | ﹤0.01% |
210,367
+24,292
| +13% | +$1.19M |
|
2005
Barings BDC
BBDC
$975M
| $10.3M | ﹤0.01% |
350,349
-5,061
| -1% | -$147K |
|
|
ESI
2006
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
| $10.3M | ﹤0.01% |
330,682
+144,607
| +78% | +$4.08M |
|
|
ACTV
2007
DELISTED
Active Network Inc
ACTV
| $10.2M | ﹤0.01% |
712,761
+117,593
| +20% | +$1.13M |
|
2008
Gentherm
THRM
$1.27B
| $10.2M | ﹤0.01% |
532,260
+28,110
| +6% | +$524K |
|
|
ARRY
2009
DELISTED
Array Biopharma Inc
ARRY
| $10.1M | ﹤0.01% |
1,628,549
-3,502
| -0.2% | -$20.8K |
|
2010
Astronics
ATRO
$3.7B
| $10.1M | ﹤0.01% |
557,244
+9,475
| +2% | +$153K |
|
2011
Hanmi Financial
HAFC
$948M
| $10.1M | ﹤0.01% |
610,719
+30,798
| +5% | +$527K |
|
|
CTCT
2012
DELISTED
CONSTANT CONTACT, INC COM
CTCT
| $10.1M | ﹤0.01% |
425,231
-8,703
| -2% | -$166K |
|
|
NFBK
2013
DELISTED
Northfield Bancorp
NFBK
| $10.1M | ﹤0.01% |
828,682
+360,194
| +77% | +$4.34M |
|
2014
LSB Industries
LXU
$719M
| $10.1M | ﹤0.01% |
389,961
-12,492
| -3% | -$310K |
|
2015
eHealth
EHTH
$39.1M
| $10.1M | ﹤0.01% |
311,550
-21,519
| -6% | -$593K |
|
|
NAV
2016
DELISTED
Navistar International
NAV
| $10M | ﹤0.01% |
275,363
-53,387
| -16% | -$1.82M |
|
|
IO
2017
DELISTED
ION Geophysical Corporation
IO
| $10M | ﹤0.01% |
128,675
-6,113
| -5% | -$503K |
|
2018
Hyatt Hotels
H
$16.3B
| $10M | ﹤0.01% |
233,392
+7,683
| +3% | +$337K |
|
|
FOE
2019
DELISTED
Ferro Corporation
FOE
| $10M | ﹤0.01% |
1,097,948
-99,476
| -8% | -$742K |
|
|
MOVE
2020
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
| $9.95M | ﹤0.01% |
586,811
-20,039
| -3% | -$289K |
|
2021
Cohen & Steers
CNS
$4.34B
| $9.95M | ﹤0.01% |
281,764
-5,853
| -2% | -$202K |
|
2022
NACCO Industries
NC
$306M
| $9.95M | ﹤0.01% |
785,658
-15,477
| -2% | -$206K |
|
|
SREV
2023
DELISTED
ServiceSource International, Inc.
SREV
| $9.95M | ﹤0.01% |
823,328
+100,363
| +14% | +$1.19M |
|
|
ELX
2024
DELISTED
EMULEX CORP
ELX
| $9.93M | ﹤0.01% |
1,279,164
+14,935
| +1% | +$116K |
|
2025
Vaalco Energy
EGY
$609M
| $9.93M | ﹤0.01% |
1,778,520
-22,842
| -1% | -$135K |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.