Northern Trust’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

Northern Trust’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,020	Closed	-$70K	–	4333
2015 Q3	$70K	Sell	8,020 -31,605	-80%	-$327K	﹤0.01%	4012
2015 Q2	$575K	Sell	39,625 -5,777	-13%	-$103K	﹤0.01%	3525
2015 Q1	$967K	Sell	45,402 -39,118	-46%	-$1.77M	﹤0.01%	3409
2014 Q4	$14M	Buy	84,520 +8,985	+12%	+$1.47M	﹤0.01%	1807
2014 Q3	$12M	Buy	75,535 +20,671	+38%	+$2.95M	﹤0.01%	1900
2014 Q2	$8.21M	Sell	54,864 -13,081	-19%	-$1.88M	﹤0.01%	2179
2014 Q1	$10M	Buy	67,945 +9,078	+15%	+$1.51M	﹤0.01%	2105
2013 Q4	$10.5M	Buy	58,867 +6,467	+12%	+$1.09M	﹤0.01%	2061
2013 Q3	$10.3M	Buy	52,400 +15,900	+44%	+$2.86M	﹤0.01%	2012
2013 Q2	$5.99M	Buy	+36,500	New	+$5.2M	﹤0.01%	2291

Other funds holding GLBR

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust's GLBR Position: Q4 2015 in Review

Northern Trust sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q4 2015, closing a stake of 8,020 shares — an estimated $70K sold.

Northern Trust first reported a position in GLBR in Q2 2013 and held it in 10 quarters. The position peaked at $14M in Q4 2014. 33 funds tracked by Wall St. Rank hold GLBR as of Q4 2015.

Northern Trust reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q4 2015 after selling out during the quarter.
Northern Trust sold 8,020 Global Brokerage, Inc. Class A Common Stock shares in Q4 2015, an estimated $70K.
Northern Trust first reported a position in Global Brokerage, Inc. Class A Common Stock in Q2 2013 and held it in 10 quarters.
Northern Trust's Global Brokerage, Inc. Class A Common Stock position peaked at $14M in Q4 2014.
33 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q4 2015.

Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.