Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SLY
3726
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $481K | ﹤0.01% |
4,924
| – | – |
|
3727
Graham Corp
GHM
$1.33B
| $477K | ﹤0.01% |
34,673
-72,503
| -68% | -$1.03M |
|
3728
State Street SPDR S&P China ETF
GXC
$474M
| $477K | ﹤0.01% |
3,595
-4
| -0.1% | -$524 |
|
3729
Eastern Company
EML
$155M
| $475K | ﹤0.01% |
15,664
-44,410
| -74% | -$1.33M |
|
3730
ADMA Biologics
ADMA
$2.19B
| $474K | ﹤0.01% |
296,155
-496,831
| -63% | -$874K |
|
|
PFHD
3731
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
| $474K | ﹤0.01% |
26,262
-86,575
| -77% | -$1.55M |
|
|
CNCE
3732
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
| $473K | ﹤0.01% |
111,840
-225,772
| -67% | -$956K |
|
3733
Garrett Motion
GTX
$5.47B
| $472K | ﹤0.01% |
+59,073
| New | +$434K |
|
3734
iShares Asia 50 ETF
AIA
$5.04B
| $471K | ﹤0.01% |
5,149
+2,684
| +109% | +$246K |
|
3735
Comp X International
CIX
$386M
| $471K | ﹤0.01% |
22,703
-1,156
| -5% | -$25.4K |
|
|
HMPT
3736
DELISTED
Home Point Capital, Inc Common Stock
HMPT
| $471K | ﹤0.01% |
79,342
-19,230
| -20% | -$148K |
|
3737
SPDR Gold MiniShares Trust
GLDM
$30.2B
| $468K | ﹤0.01% |
+13,300
| New | +$480K |
|
3738
Vaalco Energy
EGY
$602M
| $466K | ﹤0.01% |
143,382
+75
| +0.1% | +$206 |
|
|
ADMS
3739
DELISTED
Adamas Pharmaceuticals
ADMS
| $465K | ﹤0.01% |
88,115
-946
| -1% | -$4.9K |
|
3740
Value Line
VALU
$360M
| $464K | ﹤0.01% |
14,996
-2,218
| -13% | -$68.3K |
|
3741
ACNB Corp
ACNB
$656M
| $463K | ﹤0.01% |
16,600
-65,504
| -80% | -$1.86M |
|
3742
Gyre Therapeutics
GYRE
$706M
| $463K | ﹤0.01% |
14,259
-30,572
| -68% | -$1.05M |
|
3743
MidCap Financial Investment
MFIC
$795M
| $463K | ﹤0.01% |
33,929
+112
| +0.3% | +$1.6K |
|
|
PVLA
3744
Palvella Therapeutics
PVLA
$2.23B
| $463K | ﹤0.01% |
1,511
-5,497
| -78% | -$1.21M |
|
3745
NACCO Industries
NC
$317M
| $462K | ﹤0.01% |
17,761
-29,034
| -62% | -$722K |
|
|
TIO
3746
DELISTED
Tingo Group, Inc. Common Stock
TIO
| $461K | ﹤0.01% |
197,167
| – | – |
|
3747
Rezolute
RZLT
$453M
| $459K | ﹤0.01% |
+32,124
| New | +$289K |
|
3748
Vanguard Consumer Staples ETF
VDC
$7.96B
| $459K | ﹤0.01% |
2,515
+1,188
| +90% | +$217K |
|
3749
Bank7 Corp
BSVN
$495M
| $458K | ﹤0.01% |
26,530
-27,164
| -51% | -$474K |
|
3750
dLocal
DLO
$4.2B
| $457K | ﹤0.01% |
+8,699
| New | +$335K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.