Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3651
Immersion
IMMR
$247M
| $601K | ﹤0.01% |
68,586
-132,976
| -66% | -$1.14M |
|
3652
VictoryShares US 500 Volatility Wtd ETF
CFA
$553M
| $598K | ﹤0.01% |
8,387
| – | – |
|
3653
Hurco Companies Inc
HURC
$144M
| $595K | ﹤0.01% |
16,975
-47,381
| -74% | -$1.65M |
|
3654
ALPS Equal Sector Weight ETF
EQL
$764M
| $594K | ﹤0.01% |
+17,802
| New | +$585K |
|
3655
First United
FUNC
$294M
| $592K | ﹤0.01% |
33,993
-52,267
| -61% | -$941K |
|
|
FARM
3656
DELISTED
Farmer Brothers
FARM
| $589K | ﹤0.01% |
46,377
-122,882
| -73% | -$1.34M |
|
|
IAS
3657
DELISTED
Integral Ad Science
IAS
| $580K | ﹤0.01% |
+28,194
| New | +$580K |
|
3658
Nexa Resources
NEXA
$1.93B
| $580K | ﹤0.01% |
66,172
+22,480
| +51% | +$231K |
|
|
DMS
3659
DELISTED
Digital Media Solutions, Inc.
DMS
| $580K | ﹤0.01% |
3,994
+2,509
| +169% | +$413K |
|
3660
Western New England Bancorp
WNEB
$282M
| $579K | ﹤0.01% |
71,119
-172,831
| -71% | -$1.43M |
|
3661
Criteo S.A. Ordinary Shares
CRTO
$872M
| $578K | ﹤0.01% |
12,781
-8,636
| -40% | -$333K |
|
3662
iShares MSCI Japan ETF
EWJ
$23.1B
| $577K | ﹤0.01% |
8,536
-18,112
| -68% | -$1.24M |
|
3663
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
| $577K | ﹤0.01% |
+12,316
| New | +$585K |
|
3664
Viridian Therapeutics
VRDN
$2.59B
| $576K | ﹤0.01% |
+31,467
| New | +$539K |
|
|
AIOT
3665
PowerFleet Inc
AIOT
$421M
| $571K | ﹤0.01% |
79,153
-238,022
| -75% | -$1.74M |
|
3666
John Hancock Multifactor Mid Cap ETF
JHMM
$6.16B
| $570K | ﹤0.01% |
11,000
| – | – |
|
3667
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
| $567K | ﹤0.01% |
9,305
+2,012
| +28% | +$122K |
|
3668
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
| $566K | ﹤0.01% |
1,357,098
+1,188,429
| +705% | +$49.1M |
|
3669
iShares MSCI USA Value Factor ETF
VLUE
$9.59B
| $566K | ﹤0.01% |
+5,387
| New | +$568K |
|
|
VWTR
3670
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
| $566K | ﹤0.01% |
42,575
-161,828
| -79% | -$1.67M |
|
3671
Climb Global Solutions
CLMB
$527M
| $563K | ﹤0.01% |
90,080
+3,472
| +4% | +$22.4K |
|
3672
Ring Energy
REI
$354M
| $557K | ﹤0.01% |
187,013
+17,608
| +10% | +$42.4K |
|
3673
Northeast Bank
NBN
$1.15B
| $555K | ﹤0.01% |
18,581
-57,620
| -76% | -$1.65M |
|
|
VRN
3674
DELISTED
Veren
VRN
| $555K | ﹤0.01% |
122,424
-66,692
| -35% | -$280K |
|
3675
ICL Group
ICL
$7.06B
| $553K | ﹤0.01% |
80,521
-1,021
| -1% | -$6.95K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.