Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3626
FerroAtlántica
GSM
$832M
| $654K | ﹤0.01% |
106,738
+5,036
| +5% | +$23.5K |
|
|
KNBE
3627
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
| $653K | ﹤0.01% |
+20,892
| New | +$478K |
|
3628
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
| $648K | ﹤0.01% |
10,856
-160
| -1% | -$9.45K |
|
|
ALSK
3629
DELISTED
Alaska Communications Systems
ALSK
| $648K | ﹤0.01% |
194,352
-404,836
| -68% | -$1.34M |
|
|
GOGL
3630
DELISTED
Golden Ocean Group
GOGL
| $647K | ﹤0.01% |
58,593
+35,482
| +154% | +$329K |
|
3631
Adams Diversified Equity Fund
ADX
$3.31B
| $645K | ﹤0.01% |
32,629
+1,729
| +6% | +$33.2K |
|
|
ESSA
3632
DELISTED
ESSA Bancorp
ESSA
| $645K | ﹤0.01% |
39,345
-71,082
| -64% | -$1.13M |
|
3633
Riley Exploration Permian
REPX
$796M
| $645K | ﹤0.01% |
+22,233
| New | +$792K |
|
3634
MediciNova
MNOV
$65.5M
| $641K | ﹤0.01% |
150,697
-366,572
| -71% | -$1.58M |
|
|
SBOW
3635
DELISTED
SilverBow Resources, Inc.
SBOW
| $640K | ﹤0.01% |
27,568
+3,571
| +15% | +$54.3K |
|
|
OKUR
3636
OnKure Therapeutics
OKUR
$159M
| $639K | ﹤0.01% |
+6,845
| New | +$763K |
|
|
ZYNE
3637
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
| $639K | ﹤0.01% |
120,744
+21,060
| +21% | +$101K |
|
3638
AstroNova
ALOT
$227M
| $632K | ﹤0.01% |
45,380
+101
| +0.2% | +$1.55K |
|
3639
Invesco Dorsey Wright Momentum ETF
PDP
$1.52B
| $629K | ﹤0.01% |
+7,013
| New | +$607K |
|
3640
Woori Financial
WF
$17.1B
| $629K | ﹤0.01% |
20,766
+588
| +3% | +$17.3K |
|
3641
EyePoint Inc
EYPT
$1.17B
| $627K | ﹤0.01% |
69,783
+24,262
| +53% | +$233K |
|
3642
Sixth Street Specialty
TSLX
$1.79B
| $627K | ﹤0.01% |
28,259
+10,633
| +60% | +$235K |
|
3643
Pro-Dex
PDEX
$215M
| $625K | ﹤0.01% |
20,441
+43
| +0.2% | +$1.32K |
|
3644
Build-A-Bear
BBW
$464M
| $617K | ﹤0.01% |
35,618
-1,218
| -3% | -$14.5K |
|
|
BELFB
3645
Bel Fuse Inc Class B
BELFB
$4.25B
| $614K | ﹤0.01% |
42,598
-77,853
| -65% | -$1.28M |
|
|
PLXP
3646
DELISTED
PLx Pharma Inc. Common Stock
PLXP
| $614K | ﹤0.01% |
44,513
+8,581
| +24% | +$102K |
|
|
SOS
3647
SOS Limited
SOS
$16.1M
| $612K | ﹤0.01% |
+247
| New | +$724K |
|
3648
iShares Core Dividend Growth ETF
DGRO
$43.8B
| $609K | ﹤0.01% |
12,081
+768
| +7% | +$38.5K |
|
3649
iShares Russell Top 200 ETF
IWL
$2.28B
| $606K | ﹤0.01% |
5,894
-106
| -2% | -$10.6K |
|
3650
Silicom
SILC
$268M
| $604K | ﹤0.01% |
13,703
+42
| +0.3% | +$1.81K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.