Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SRRA
3601
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
| $750K | ﹤0.01% |
38,560
+20,074
| +109% | +$365K |
|
|
HIMX
3602
Himax Technologies
HIMX
$2.63B
| $748K | ﹤0.01% |
44,907
+28,749
| +178% | +$379K |
|
|
FTH
3603
Faeth Therapeutics
FTH
$757M
| $733K | ﹤0.01% |
3,751
-346
| -8% | -$85.5K |
|
3604
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $730K | ﹤0.01% |
22,310
-17,509
| -44% | -$580K |
|
3605
iShares US Healthcare ETF
IYH
$3.78B
| $729K | ﹤0.01% |
13,370
| – | – |
|
3606
Cohen & Steers REIT and Preferred and Income Fund
RNP
$976M
| $721K | ﹤0.01% |
26,490
-3,601
| -12% | -$92.9K |
|
|
JOAN
3607
DELISTED
JOANN, Inc. Common Stock
JOAN
| $719K | ﹤0.01% |
+45,670
| New | +$625K |
|
3608
Banco Bradesco
BBDO
$34B
| $715K | ﹤0.01% |
180,404
+6,977
| +4% | +$26.4K |
|
|
NH
3609
DELISTED
NantHealth, Inc
NH
| $713K | ﹤0.01% |
20,493
-2,731
| -12% | -$109K |
|
|
SOHU
3610
Sohu.com
SOHU
$369M
| $706K | ﹤0.01% |
37,949
+1,191
| +3% | +$21.2K |
|
3611
VanEck Biotech ETF
BBH
$429M
| $699K | ﹤0.01% |
3,467
-187
| -5% | -$34.8K |
|
|
VTNR
3612
DELISTED
Vertex Energy, Inc
VTNR
| $690K | ﹤0.01% |
52,137
+26,436
| +103% | +$110K |
|
|
FONR
3613
DELISTED
Fonar
FONR
| $688K | ﹤0.01% |
38,907
-58,946
| -60% | -$1.05M |
|
3614
iShares Micro-Cap ETF
IWC
$1.5B
| $686K | ﹤0.01% |
+4,493
| New | +$666K |
|
3615
DHI Group
DHX
$166M
| $685K | ﹤0.01% |
202,455
-364,853
| -64% | -$1.16M |
|
|
TCFC
3616
DELISTED
The Community Financial Corporation Common Stock
TCFC
| $681K | ﹤0.01% |
19,741
-40,467
| -67% | -$1.43M |
|
3617
iShares MSCI Emerging Markets Asia ETF
EEMA
$868M
| $679K | ﹤0.01% |
7,342
-218
| -3% | -$19.9K |
|
|
LSEA
3618
DELISTED
Landsea Homes
LSEA
| $671K | ﹤0.01% |
80,045
+54,347
| +211% | +$494K |
|
3619
Priority Technology Holdings
PRTH
$427M
| $665K | ﹤0.01% |
87,081
-11,844
| -12% | -$85.2K |
|
3620
Tower Semiconductor
TSEM
$29.4B
| $662K | ﹤0.01% |
22,478
-16,029
| -42% | -$450K |
|
3621
Vanguard Materials ETF
VAW
$3.07B
| $662K | ﹤0.01% |
3,660
+1,442
| +65% | +$266K |
|
|
NS
3622
DELISTED
NuStar Energy L.P.
NS
| $661K | ﹤0.01% |
36,616
-18,846
| -34% | -$349K |
|
3623
Harmony Gold Mining
HMY
$12.4B
| $659K | ﹤0.01% |
176,667
-87,807
| -33% | -$417K |
|
|
CMLS
3624
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $659K | ﹤0.01% |
44,982
+5,978
| +15% | +$63.3K |
|
3625
Invesco S&P 500 Quality ETF
SPHQ
$19.9B
| $658K | ﹤0.01% |
13,539
| – | – |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.