Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EPIX
3576
DELISTED
ESSA Pharma
EPIX
| $827K | ﹤0.01% |
28,957
+16,904
| +140% | +$491K |
|
3577
VanEck Gold Miners ETF
GDX
$27.8B
| $824K | ﹤0.01% |
24,254
-31,365
| -56% | -$1.15M |
|
3578
LSI Industries
LYTS
$890M
| $819K | ﹤0.01% |
102,244
-199,171
| -66% | -$1.67M |
|
|
FORA
3579
DELISTED
Forian
FORA
| $816K | ﹤0.01% |
+64,934
| New | +$742K |
|
3580
Spok Holdings
SPOK
$230M
| $816K | ﹤0.01% |
84,830
-137,256
| -62% | -$1.47M |
|
3581
Greenlane Holdings
GNLN
$1.19M
| – | – |
0
| – | – |
|
|
NMTR
3582
DELISTED
9 Meters Biopharma
NMTR
| $806K | ﹤0.01% |
36,652
+20,615
| +129% | +$506K |
|
|
AMBR
3583
Amber International Holding Ltd
AMBR
$124M
| $804K | ﹤0.01% |
7,283
+1,215
| +20% | +$142K |
|
|
CDR
3584
DELISTED
Cedar Realty Trust, Inc
CDR
| $800K | ﹤0.01% |
47,554
+6,569
| +16% | +$100K |
|
3585
Pampa Energía
PAM
$4.26B
| $798K | ﹤0.01% |
52,549
-32,233
| -38% | -$488K |
|
|
SGTX
3586
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
| $797K | ﹤0.01% |
5,716
-776
| -12% | -$136K |
|
3587
WisdomTree US High Dividend Fund
DHS
$1.58B
| $795K | ﹤0.01% |
+10,166
| New | +$803K |
|
|
CIXX
3588
DELISTED
CI Financial Corp.
CIXX
| $789K | ﹤0.01% |
42,935
-31,636
| -42% | -$541K |
|
3589
Gabelli Equity Trust
GAB
$1.81B
| $787K | ﹤0.01% |
+114,000
| New | +$799K |
|
3590
Union Bankshares
UNB
$120M
| $787K | ﹤0.01% |
21,765
+45
| +0.2% | +$1.5K |
|
3591
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
| $785K | ﹤0.01% |
3,206
-24
| -0.7% | -$5.49K |
|
|
POL
3592
DELISTED
Polished.com Inc.
POL
| $785K | ﹤0.01% |
+4,077
| New | +$1.11M |
|
3593
Annovis Bio
ANVS
$76.6M
| $779K | ﹤0.01% |
9,098
+1,673
| +23% | +$77.3K |
|
3594
Banco Macro
BMA
$5.1B
| $778K | ﹤0.01% |
51,715
-22,046
| -30% | -$329K |
|
3595
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $778K | ﹤0.01% |
43,547
| – | – |
|
3596
Goldgroup Mining Inc.
GORO
$211M
| $774K | ﹤0.01% |
299,891
-524,934
| -64% | -$1.45M |
|
3597
Applied Optoelectronics
AAOI
$11.7B
| $773K | ﹤0.01% |
91,272
-162,464
| -64% | -$1.32M |
|
|
CAN
3598
Canaan Creative
CAN
$154M
| $762K | ﹤0.01% |
+93,427
| New | +$1.06M |
|
|
DFTX
3599
Definium Therapeutics
DFTX
$5.68B
| $755K | ﹤0.01% |
+14,591
| New | +$766K |
|
|
DLA
3600
DELISTED
Delta Apparel Inc.
DLA
| $751K | ﹤0.01% |
25,423
-1,733
| -6% | -$53K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.