Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kinder Morgan
KMI
|
+$484M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$229M |
| 3 |
iShares Global Infrastructure ETF
IGF
|
+$102M |
| 4 |
FlexShares Quality Dividend Index Fund
QDF
|
+$95.8M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$95.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Coca-Cola
KO
|
+$599M |
| 2 |
Carnival Corporation Ltd
CCL
|
+$526M |
| 3 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$314M |
| 4 |
MON
Monsanto Co
MON
|
+$149M |
| 5 |
Apple
AAPL
|
+$130M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.45% |
| 2 | Technology | 13.82% |
| 3 | Healthcare | 13.53% |
| 4 | Industrials | 11.13% |
| 5 | Consumer Discretionary | 8.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CNCO
3501
DELISTED
Cencosud S.A.
CNCO
| $619K | ﹤0.01% |
80,432
+2,861
| +4% | +$23.1K |
|
|
ADNC
3502
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
| $608K | ﹤0.01% |
138,181
-9,442
| -6% | -$45.5K |
|
|
CNXM
3503
DELISTED
CNX Midstream Partners LP
CNXM
| $600K | ﹤0.01% |
+24,895
| New | +$685K |
|
|
HCR
3504
DELISTED
Hi-Crush Inc. Common Stock
HCR
| $600K | ﹤0.01% |
19,337
+2,121
| +12% | +$88.3K |
|
3505
State Street SPDR S&P Bank ETF
KBE
$1.71B
| $594K | ﹤0.01% |
17,705
+8,750
| +98% | +$285K |
|
3506
Diana Shipping
DSX
$296M
| $591K | ﹤0.01% |
125,969
| – | – |
|
3507
Capital Southwest
CSWC
$1.6B
| $589K | ﹤0.01% |
42,249
+12,713
| +43% | +$173K |
|
|
NAME
3508
DELISTED
Rightside Group, Ltd.
NAME
| $589K | ﹤0.01% |
87,662
-4,568
| -5% | -$40.4K |
|
|
FWM
3509
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
| $588K | ﹤0.01% |
186,828
-1,732
| -0.9% | -$5.15K |
|
|
XBKS
3510
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
| $584K | ﹤0.01% |
34,758
-1,503
| -4% | -$24.7K |
|
|
NVDQ
3511
DELISTED
Novadaq Technologies Inc.
NVDQ
| $584K | ﹤0.01% |
35,125
-182
| -0.5% | -$2.6K |
|
|
MOCO
3512
DELISTED
Mocon Inc
MOCO
| $584K | ﹤0.01% |
32,640
-296
| -0.9% | -$4.79K |
|
|
AMRS
3513
DELISTED
Amyris Inc.
AMRS
| $572K | ﹤0.01% |
18,501
-751
| -4% | -$32K |
|
3514
A10 Networks
ATEN
$2.06B
| $571K | ﹤0.01% |
130,839
-2,064
| -2% | -$9.23K |
|
|
VTNR
3515
DELISTED
Vertex Energy, Inc
VTNR
| $567K | ﹤0.01% |
135,245
-6,673
| -5% | -$32.5K |
|
|
CARM
3516
DELISTED
Carisma Therapeutics
CARM
| $566K | ﹤0.01% |
2,382
+56
| +2% | +$12.6K |
|
3517
Navios Maritime Partners
NMM
$2.24B
| $564K | ﹤0.01% |
3,696
+249
| +7% | +$51.8K |
|
3518
Trupanion
TRUP
$1.27B
| $564K | ﹤0.01% |
81,355
+59,826
| +278% | +$393K |
|
3519
FIVE9
FIVN
$2.58B
| $553K | ﹤0.01% |
123,316
-2,299
| -2% | -$10.7K |
|
|
BNK
3520
DELISTED
C1 FINL INC COM STK (FL)
BNK
| $553K | ﹤0.01% |
+30,256
| New | +$541K |
|
3521
Lesaka Technologies
LSAK
$402M
| $552K | ﹤0.01% |
48,393
+14,909
| +45% | +$177K |
|
3522
Schwab U.S Small- Cap ETF
SCHA
$23B
| $552K | ﹤0.01% |
40,044
| – | – |
|
|
ICD
3523
DELISTED
Independence Contract Drilling, Inc.
ICD
| $551K | ﹤0.01% |
5,282
+3,775
| +250% | +$559K |
|
3524
Rocky Brands
RCKY
$364M
| $550K | ﹤0.01% |
41,276
+2,598
| +7% | +$36.7K |
|
|
ADMS
3525
DELISTED
Adamas Pharmaceuticals
ADMS
| $548K | ﹤0.01% |
31,541
-358
| -1% | -$5.43K |
|
Similar funds
Northern Trust's Q4 2014 Portfolio in Review
As of Q4 2014, Northern Trust held 4,444 positions worth $331B, up 4% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2014 filing shows 136 new, 1,445 increased, 2,430 reduced and 177 closed positions. Its largest new stake was UBS Group: 4,059,893 shares worth $69.2M. The largest sale was Coca-Cola, an estimated $599M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2014 buy was UBS Group: 4,059,893 shares worth $69.2M.
- Northern Trust added most to Kinder Morgan in Q4 2014, an estimated $484M increase.
- Northern Trust's biggest Q4 2014 reduction was Coca-Cola, cutting an estimated $599M.
- Northern Trust fully exited CONCUR TECHNOLOGIES INC in Q4 2014, selling an estimated $52.1M.
- Northern Trust's ten largest holdings make up 14% of its $331B portfolio in Q4 2014.
- Northern Trust opened 136 new positions and closed 177 in Q4 2014.
- Northern Trust's portfolio value rose 4% quarter-over-quarter to $331B.
Based on Northern Trust's 13F filing for Q4 2014, filed 12 Feb 2015.