Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3351
KVH Industries
KVHI
$142M
| $2.01M | ﹤0.01% |
163,586
-13,888
| -8% | -$188K |
|
3352
Avalo Therapeutics
AVTX
$1.05B
| $2.01M | ﹤0.01% |
213
+26
| +14% | +$218K |
|
3353
Fidelity D&D Bancorp
FDBC
$322M
| $2.01M | ﹤0.01% |
37,148
-961
| -3% | -$53.7K |
|
|
SEEL
3354
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
| $2.01M | ﹤0.01% |
198
+166
| +519% | +$2.73M |
|
|
GBL
3355
DELISTED
GAMCO Investors, Inc.
GBL
| $2M | ﹤0.01% |
79,850
-1,640
| -2% | -$37.3K |
|
|
URG
3356
Ur-Energy
URG
$537M
| $2M | ﹤0.01% |
+1,427,455
| New | +$1.95M |
|
|
HOOK
3357
DELISTED
HOOKIPA Pharma
HOOK
| $2M | ﹤0.01% |
21,813
+5,359
| +33% | +$715K |
|
3358
UWM Holdings
UWMC
$2.42B
| $2M | ﹤0.01% |
236,445
+134,498
| +132% | +$1.13M |
|
|
STR
3359
DELISTED
Sitio Royalties
STR
| $1.98M | ﹤0.01% |
97,541
+3,429
| +4% | +$65.8K |
|
3360
iShares Currency Hedged MSCI Emerging Markets
HEEM
$292M
| $1.98M | ﹤0.01% |
59,805
-9,994
| -14% | -$325K |
|
|
BFIN
3361
DELISTED
BankFinancial
BFIN
| $1.97M | ﹤0.01% |
172,263
-102,521
| -37% | -$1.1M |
|
3362
Kodak
KODK
$992M
| $1.96M | ﹤0.01% |
235,053
-48,541
| -17% | -$381K |
|
3363
Team
TISI
$101M
| $1.95M | ﹤0.01% |
29,082
-4,228
| -13% | -$385K |
|
|
HBMD
3364
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
| $1.95M | ﹤0.01% |
120,527
-5,485
| -4% | -$90.6K |
|
|
BRT
3365
BRT Apartments
BRT
$268M
| $1.94M | ﹤0.01% |
111,902
-4,241
| -4% | -$75.8K |
|
3366
Hamilton Beach Brands
HBB
$443M
| $1.94M | ﹤0.01% |
87,007
+7,517
| +9% | +$164K |
|
3367
Concrete Pumping Holdings
BBCP
$479M
| $1.93M | ﹤0.01% |
228,233
-14,827
| -6% | -$119K |
|
3368
First Bank
FRBA
$469M
| $1.91M | ﹤0.01% |
141,390
-13,354
| -9% | -$173K |
|
3369
Tiptree Inc
TIPT
$668M
| $1.91M | ﹤0.01% |
205,662
-23,642
| -10% | -$250K |
|
|
LOGC
3370
DELISTED
ContextLogic
LOGC
| $1.91M | ﹤0.01% |
4,827
+1,759
| +57% | +$623K |
|
|
ENLC
3371
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $1.91M | ﹤0.01% |
298,578
+138,374
| +86% | +$709K |
|
3372
Viemed Healthcare
VMD
$353M
| $1.89M | ﹤0.01% |
264,923
-31,479
| -11% | -$273K |
|
3373
Adicet Bio
ACET
$77.3M
| $1.89M | ﹤0.01% |
11,446
+9,822
| +605% | +$2M |
|
3374
INNOVATE Corp
VATE
$105M
| $1.89M | ﹤0.01% |
47,365
-5,897
| -11% | -$239K |
|
3375
CleanSpark
CLSK
$3.13B
| $1.88M | ﹤0.01% |
112,827
+54,039
| +92% | +$992K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.