Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bristol-Myers Squibb
BMY
|
+$431M |
| 2 |
Truist Financial
TFC
|
+$346M |
| 3 |
Alibaba
BABA
|
+$238M |
| 4 |
ServiceNow
NOW
|
+$228M |
| 5 |
Corteva
CTVA
|
+$156M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$875M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$395M |
| 3 |
STI
SunTrust Banks, Inc.
STI
|
+$340M |
| 4 |
Oracle
ORCL
|
+$197M |
| 5 |
Apple
AAPL
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.13% |
| 2 | Financials | 14.48% |
| 3 | Healthcare | 12.77% |
| 4 | Consumer Discretionary | 9.62% |
| 5 | Industrials | 8.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MRNS
3351
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
| $1.15M | ﹤0.01% |
133,241
-9,825
| -7% | -$55.1K |
|
3352
Prospect Capital
PSEC
$1.14B
| $1.15M | ﹤0.01% |
178,492
-5,621
| -3% | -$36.6K |
|
|
CMBT
3353
CMB.TECH NV
CMBT
$4.73B
| $1.15M | ﹤0.01% |
91,695
-123,773
| -57% | -$1.37M |
|
3354
Mirum Pharmaceuticals
MIRM
$5.99B
| $1.14M | ﹤0.01% |
46,612
+9,799
| +27% | +$104K |
|
|
FONR
3355
DELISTED
Fonar
FONR
| $1.14M | ﹤0.01% |
57,932
+8,672
| +18% | +$174K |
|
|
AE
3356
DELISTED
Adams Resources & Energy Inc
AE
| $1.14M | ﹤0.01% |
29,895
+2,889
| +11% | +$93.7K |
|
3357
Airgain
AIRG
$70M
| $1.13M | ﹤0.01% |
106,106
+398
| +0.4% | +$4.18K |
|
|
ARD
3358
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
| $1.13M | ﹤0.01% |
57,917
+4,709
| +9% | +$86.7K |
|
3359
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $1.13M | ﹤0.01% |
9,051
-11,224
| -55% | -$1.42M |
|
3360
Enel Chile
ENIC
$6.18B
| $1.12M | ﹤0.01% |
236,136
-92,137
| -28% | -$398K |
|
3361
BILL Holdings
BILL
$4.93B
| $1.12M | ﹤0.01% |
+29,409
| New | +$1.12M |
|
3362
Personalis
PSNL
$1.5B
| $1.11M | ﹤0.01% |
101,623
+729
| +0.7% | +$7.59K |
|
|
RFP
3363
DELISTED
Resolute Forest Products Inc.
RFP
| $1.11M | ﹤0.01% |
263,631
-16,521
| -6% | -$68.6K |
|
|
CFMS
3364
DELISTED
Conformis, Inc. Common Stock
CFMS
| $1.1M | ﹤0.01% |
29,256
+94
| +0.3% | +$4.46K |
|
3365
First Guaranty Bancshares
FGBI
$139M
| $1.09M | ﹤0.01% |
55,285
-1,786
| -3% | -$31.9K |
|
3366
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $1.09M | ﹤0.01% |
32,013
+4,303
| +16% | +$140K |
|
|
UNT
3367
DELISTED
UNIT Corporation
UNT
| $1.09M | ﹤0.01% |
1,568,087
-30,106
| -2% | -$48K |
|
|
IBA
3368
DELISTED
Industrias Bachoco SAB De C.V.
IBA
| $1.08M | ﹤0.01% |
20,842
-118
| -0.6% | -$6.07K |
|
|
ELVT
3369
DELISTED
Elevate Credit, Inc.
ELVT
| $1.08M | ﹤0.01% |
243,525
-3,420
| -1% | -$14.3K |
|
|
ADMS
3370
DELISTED
Adamas Pharmaceuticals
ADMS
| $1.08M | ﹤0.01% |
284,831
+2,285
| +0.8% | +$10.9K |
|
|
PACD
3371
DELISTED
Pacific Drilling S.A. Common Shares
PACD
| $1.08M | ﹤0.01% |
264,044
-12,248
| -4% | -$38.3K |
|
3372
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $1.08M | ﹤0.01% |
28,641
-725
| -2% | -$27K |
|
3373
Tower Semiconductor
TSEM
$28.2B
| $1.07M | ﹤0.01% |
44,365
-252
| -0.6% | -$5.66K |
|
3374
Schwab US Large- Cap ETF
SCHX
$74.3B
| $1.06M | ﹤0.01% |
83,004
+24,000
| +41% | +$294K |
|
3375
EyePoint Inc
EYPT
$1.13B
| $1.06M | ﹤0.01% |
68,417
+299
| +0.4% | +$5.33K |
|
Similar funds
Northern Trust's Q4 2019 Portfolio in Review
As of Q4 2019, Northern Trust held 4,386 positions worth $447B, up 7% from $418B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Northern Trust's Q4 2019 filing shows 134 new, 1,479 increased, 2,453 reduced and 124 closed positions. Its largest new stake was Envista: 706,517 shares worth $20.9M. The largest sale was Celgene Corp, an estimated $875M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q4 2019 buy was Envista: 706,517 shares worth $20.9M.
- Northern Trust added most to Bristol-Myers Squibb in Q4 2019, an estimated $431M increase.
- Northern Trust's biggest Q4 2019 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $395M.
- Northern Trust fully exited Celgene Corp in Q4 2019, selling an estimated $875M.
- Northern Trust's ten largest holdings make up 17% of its $447B portfolio in Q4 2019.
- Northern Trust opened 134 new positions and closed 124 in Q4 2019.
- Northern Trust's portfolio value rose 7% quarter-over-quarter to $447B.
Based on Northern Trust's 13F filing for Q4 2019, filed 14 Feb 2020.