Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3326
PTC Therapeutics
PTCT
$6.25B
| $953K | ﹤0.01% |
+44,386
| New | +$771K |
|
|
PWE
3327
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $953K | ﹤0.01% |
85,714
+596
| +0.7% | +$6.91K |
|
3328
Hallador Energy
HNRG
$717M
| $952K | ﹤0.01% |
130,404
+42,784
| +49% | +$326K |
|
|
GARS
3329
DELISTED
Garrison Capital Inc.
GARS
| $950K | ﹤0.01% |
64,301
+47,314
| +279% | +$707K |
|
|
TSL
3330
DELISTED
Trina Solar Limited
TSL
| $948K | ﹤0.01% |
61,302
-5,820
| -9% | -$51.6K |
|
|
SPNS
3331
DELISTED
Sapiens International
SPNS
| $943K | ﹤0.01% |
155,933
+32,666
| +27% | +$191K |
|
|
ULTR
3332
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
| $942K | ﹤0.01% |
251,980
+160,397
| +175% | +$510K |
|
|
AMRS
3333
DELISTED
Amyris Inc.
AMRS
| $919K | ﹤0.01% |
26,535
-1,318
| -5% | -$53.5K |
|
3334
BlueLinx
BXC
$717M
| $914K | ﹤0.01% |
46,875
+465
| +1% | +$8.82K |
|
3335
PLDT
PHI
$4.24B
| $914K | ﹤0.01% |
13,480
+6,465
| +92% | +$436K |
|
|
MSO
3336
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
| $912K | ﹤0.01% |
396,437
-19,414
| -5% | -$47.8K |
|
|
ENZN
3337
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
| $909K | ﹤0.01% |
540,682
-25,760
| -5% | -$47.7K |
|
|
SWSH
3338
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
| $901K | ﹤0.01% |
148,359
+284
| +0.2% | +$2.41K |
|
|
TSC
3339
DELISTED
TriState Capital Holdings, Inc.
TSC
| $897K | ﹤0.01% |
69,609
+50,617
| +267% | +$662K |
|
|
FCSC
3340
DELISTED
Fibrocell Science Inc.
FCSC
| $885K | ﹤0.01% |
13,470
+9,302
| +223% | +$752K |
|
|
QRE
3341
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
| $885K | ﹤0.01% |
54,337
+666
| +1% | +$11.1K |
|
|
GMLP
3342
DELISTED
Golar LNG Partners LP
GMLP
| $875K | ﹤0.01% |
26,916
-204
| -0.8% | -$6.68K |
|
3343
Cohen & Steers REIT and Preferred and Income Fund
RNP
$974M
| $870K | ﹤0.01% |
56,089
+4,000
| +8% | +$65K |
|
3344
Gildan
GIL
$10.6B
| $868K | ﹤0.01% |
37,414
+2,656
| +8% | +$59.4K |
|
3345
Kewaunee Scientific
KEQU
$104M
| $856K | ﹤0.01% |
49,823
-700
| -1% | -$10.2K |
|
3346
MPLX
MPLX
$59.6B
| $853K | ﹤0.01% |
23,406
+877
| +4% | +$31.7K |
|
|
VIAS
3347
DELISTED
VIASYSTEMS GROUP INC COM STK (DE)
VIAS
| $853K | ﹤0.01% |
59,065
+2,484
| +4% | +$35.1K |
|
3348
Invesco Preferred ETF
PGX
$3.76B
| $852K | ﹤0.01% |
62,285
+37,285
| +149% | +$517K |
|
|
GGS
3349
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
| $846K | ﹤0.01% |
312,236
+18,558
| +6% | +$64.2K |
|
3350
TechTarget
TTGT
$268M
| $844K | ﹤0.01% |
169,481
-9,450
| -5% | -$43.9K |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.