Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MPX
3301
DELISTED
Marine Products Corp
MPX
| $2.26M | ﹤0.01% |
146,309
-5,114
| -3% | -$84.9K |
|
|
RFP
3302
DELISTED
Resolute Forest Products Inc.
RFP
| $2.25M | ﹤0.01% |
184,378
-11,808
| -6% | -$165K |
|
3303
iShares MSCI Kuwait ETF
KWT
$69.1M
| $2.25M | ﹤0.01% |
70,791
-2,315
| -3% | -$72.5K |
|
3304
Suzano
SUZ
$9.88B
| $2.25M | ﹤0.01% |
186,435
+19,249
| +12% | +$236K |
|
3305
Finance of America Companies
FOA
$203M
| $2.24M | ﹤0.01% |
+29,396
| New | +$2.85M |
|
3306
Universal Logistics Holdings
ULH
$518M
| $2.24M | ﹤0.01% |
96,170
-4,917
| -5% | -$123K |
|
3307
Vanguard Financials ETF
VFH
$13.9B
| $2.24M | ﹤0.01% |
24,763
-19,668
| -44% | -$1.78M |
|
|
CCRD
3308
DELISTED
CoreCard
CCRD
| $2.23M | ﹤0.01% |
70,735
-5,100
| -7% | -$182K |
|
|
PZN
3309
DELISTED
Pzena Investment Management, Inc. Class A
PZN
| $2.2M | ﹤0.01% |
200,095
-17,078
| -8% | -$188K |
|
3310
Outlook Therapeutics
OTLK
$206M
| $2.19M | ﹤0.01% |
44,021
+35,346
| +407% | +$1.64M |
|
|
KG
3311
Kestrel Group
KG
$66.3M
| $2.18M | ﹤0.01% |
32,390
+23,731
| +274% | +$1.65M |
|
3312
Arbutus Biopharma
ABUS
$908M
| $2.18M | ﹤0.01% |
719,159
+586,456
| +442% | +$1.82M |
|
3313
Smith Micro Software
SMSI
$17M
| $2.18M | ﹤0.01% |
10,429
+1,509
| +17% | +$323K |
|
3314
Mustang Bio
MBIO
$4.61M
| $2.17M | ﹤0.01% |
871
+175
| +25% | +$429K |
|
3315
iShares US Real Estate ETF
IYR
$4.52B
| $2.17M | ﹤0.01% |
21,269
+1,811
| +9% | +$180K |
|
|
CUK
3316
DELISTED
Carnival PLC
CUK
| $2.17M | ﹤0.01% |
93,110
-31,827
| -25% | -$765K |
|
3317
Global Water Resources
GWRS
$219M
| $2.16M | ﹤0.01% |
126,583
-10,783
| -8% | -$183K |
|
|
VOXX
3318
DELISTED
VOXX International Corporation Class A
VOXX
| $2.16M | ﹤0.01% |
153,974
-38,560
| -20% | -$625K |
|
3319
Red River Bancshares
RRBI
$674M
| $2.16M | ﹤0.01% |
42,701
-5,391
| -11% | -$293K |
|
3320
Vanguard Extended Market ETF
VXF
$32.1B
| $2.15M | ﹤0.01% |
11,393
+3,003
| +36% | +$549K |
|
3321
Retractable Technologies
RVP
$20.2M
| $2.14M | ﹤0.01% |
185,433
-6,755
| -4% | -$71K |
|
3322
Schwab US Large- Cap ETF
SCHX
$74.5B
| $2.14M | ﹤0.01% |
123,756
+52,104
| +73% | +$879K |
|
3323
The ONE Group
STKS
$56.5M
| $2.14M | ﹤0.01% |
194,150
+155,972
| +409% | +$1.58M |
|
|
SURF
3324
DELISTED
Surface Oncology, Inc. Common Stock
SURF
| $2.14M | ﹤0.01% |
286,701
+247,492
| +631% | +$1.91M |
|
3325
Heritage Insurance Holdings
HRTG
$980M
| $2.13M | ﹤0.01% |
248,211
-10,424
| -4% | -$96.1K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.