Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3226
Northrim BanCorp
NRIM
$599M
| $2.64M | ﹤0.01% |
246,604
-22,168
| -8% | -$241K |
|
3227
DoubleVerify
DV
$2.04B
| $2.63M | ﹤0.01% |
+62,248
| New | +$2.22M |
|
3228
FS Bancorp
FSBW
$325M
| $2.63M | ﹤0.01% |
73,888
-2,668
| -3% | -$92.3K |
|
|
CDAK
3229
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
| $2.63M | ﹤0.01% |
141,866
+68,061
| +92% | +$1.31M |
|
3230
Ultrapar
UGP
$6.22B
| $2.62M | ﹤0.01% |
696,744
-62,807
| -8% | -$243K |
|
|
RPT
3231
Rithm Property Trust
RPT
$99.9M
| $2.61M | ﹤0.01% |
33,569
-459
| -1% | -$33.8K |
|
3232
Coastal Financial
CCB
$754M
| $2.61M | ﹤0.01% |
91,514
+1,751
| +2% | +$51.3K |
|
|
GNTY
3233
DELISTED
Guaranty Bancshares
GNTY
| $2.61M | ﹤0.01% |
76,517
-959
| -1% | -$36.5K |
|
3234
KALA BIO
KALA
$17.1M
| $2.6M | ﹤0.01% |
196
+16
| +9% | +$252K |
|
3235
Grupo Aeroportuario del Sureste
ASR
$8.24B
| $2.59M | ﹤0.01% |
14,027
-11,021
| -44% | -$2M |
|
3236
eGain
EGAN
$200M
| $2.57M | ﹤0.01% |
223,806
-8,625
| -4% | -$88.2K |
|
3237
Western Midstream Partners
WES
$19.9B
| $2.57M | ﹤0.01% |
119,927
-57,073
| -32% | -$1.18M |
|
3238
Rush Enterprises Class B
RUSHB
$9.18B
| $2.57M | ﹤0.01% |
100,895
-4,392
| -4% | -$126K |
|
3239
Spyre Therapeutics
SYRE
$9.18B
| $2.56M | ﹤0.01% |
14,734
-3,319
| -18% | -$603K |
|
3240
Black Diamond Therapeutics
BDTX
$121M
| $2.56M | ﹤0.01% |
210,287
+16,543
| +9% | +$327K |
|
3241
Fortress Biotech
FBIO
$91.4M
| $2.56M | ﹤0.01% |
47,860
-55
| -0.1% | -$3.32K |
|
3242
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $2.56M | ﹤0.01% |
9,145,340
-58,342
| -0.6% | -$1.63M |
|
3243
Dimensional US Targeted Value ETF
DFAT
$14.8B
| $2.56M | ﹤0.01% |
+57,115
| New | +$2.57M |
|
|
FRGI
3244
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $2.56M | ﹤0.01% |
190,442
-18,334
| -9% | -$250K |
|
3245
Alkami Technology
ALKT
$2.16B
| $2.55M | ﹤0.01% |
+71,422
| New | +$2.62M |
|
3246
Daktronics
DAKT
$997M
| $2.54M | ﹤0.01% |
385,861
-19,912
| -5% | -$130K |
|
3247
Cartesian Therapeutics
RNAC
$263M
| $2.54M | ﹤0.01% |
20,264
-4,185
| -17% | -$498K |
|
|
TLMD
3248
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
| $2.54M | ﹤0.01% |
445,992
+377,053
| +547% | +$2.51M |
|
|
JKS
3249
JinkoSolar
JKS
$860M
| $2.54M | ﹤0.01% |
45,278
-40
| -0.1% | -$1.53K |
|
3250
Mid Penn Bancorp
MPB
$969M
| $2.53M | ﹤0.01% |
92,245
+23,560
| +34% | +$641K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.