Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BNR
3176
Burning Rock Biotech
BNR
$105M
| $2.9M | ﹤0.01% |
+9,852
| New | +$2.91M |
|
|
FCBP
3177
DELISTED
First Choice Bancorp Common Stock
FCBP
| $2.9M | ﹤0.01% |
95,102
-4,750
| -5% | -$141K |
|
3178
uniQure
QURE
$3.13B
| $2.89M | ﹤0.01% |
93,721
+3,677
| +4% | +$123K |
|
|
AGS
3179
DELISTED
PlayAGS
AGS
| $2.88M | ﹤0.01% |
291,286
+10,675
| +4% | +$98.5K |
|
3180
iShares MSCI South Korea ETF
EWY
$27.2B
| $2.87M | ﹤0.01% |
30,812
-12,907
| -30% | -$1.19M |
|
|
WNS
3181
DELISTED
WNS Holdings
WNS
| $2.86M | ﹤0.01% |
35,818
-6,765
| -16% | -$503K |
|
|
TACO
3182
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $2.85M | ﹤0.01% |
284,935
-11,437
| -4% | -$120K |
|
3183
Schwab US Broad Market ETF
SCHB
$44.9B
| $2.84M | ﹤0.01% |
163,476
+4,026
| +3% | +$68.1K |
|
3184
Ceco Environmental
CECO
$4.44B
| $2.84M | ﹤0.01% |
396,399
-11,771
| -3% | -$91.1K |
|
3185
Peoples Financial Services
PFIS
$714M
| $2.83M | ﹤0.01% |
66,407
-2,444
| -4% | -$105K |
|
3186
First Internet Bancorp
INBK
$255M
| $2.83M | ﹤0.01% |
91,249
-4,004
| -4% | -$136K |
|
3187
Oramed Pharmaceuticals
ORMP
$178M
| $2.82M | ﹤0.01% |
+211,082
| New | +$2.41M |
|
3188
Duluth Holdings
DLTH
$151M
| $2.82M | ﹤0.01% |
136,525
+6,913
| +5% | +$114K |
|
3189
Aterian
ATER
$5.09M
| $2.81M | ﹤0.01% |
16,010
+14,481
| +947% | +$3.39M |
|
|
CSLT
3190
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
| $2.81M | ﹤0.01% |
1,067,913
+883,429
| +479% | +$1.65M |
|
3191
Ares Capital
ARCC
$14.3B
| $2.81M | ﹤0.01% |
143,233
-54,877
| -28% | -$1.06M |
|
|
ONCT
3192
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
| $2.8M | ﹤0.01% |
29,482
+25,259
| +598% | +$3M |
|
3193
KLX Energy Services
KLXE
$35.1M
| $2.8M | ﹤0.01% |
292,731
+54,149
| +23% | +$614K |
|
3194
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
| $2.79M | ﹤0.01% |
32,488
+18,880
| +139% | +$1.57M |
|
3195
Brookfield Renewable
BEP
$10.3B
| $2.79M | ﹤0.01% |
72,335
| – | – |
|
|
CBAY
3196
DELISTED
Cymabay Therapeutics
CBAY
| $2.78M | ﹤0.01% |
638,226
-51,408
| -7% | -$228K |
|
3197
Mission Produce
AVO
$1.13B
| $2.78M | ﹤0.01% |
134,064
+37,792
| +39% | +$773K |
|
3198
Cogent Biosciences
COGT
$6.76B
| $2.77M | ﹤0.01% |
341,994
+281,768
| +468% | +$2.38M |
|
|
SMMF
3199
DELISTED
Summit Financial Group, Inc.
SMMF
| $2.77M | ﹤0.01% |
125,893
-5,164
| -4% | -$127K |
|
3200
Blue Ridge Bankshares
BRBS
$339M
| $2.76M | ﹤0.01% |
157,712
+142,788
| +957% | +$2.34M |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.