Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NGMS
3076
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
| $3.37M | ﹤0.01% |
54,771
+3,142
| +6% | +$164K |
|
3077
Gold Fields
GFI
$35.3B
| $3.37M | ﹤0.01% |
378,078
-126,253
| -25% | -$1.31M |
|
3078
Neurogene
NGNE
$730M
| $3.36M | ﹤0.01% |
18,225
-473
| -3% | -$105K |
|
3079
Artesian Resources
ARTNA
$368M
| $3.36M | ﹤0.01% |
91,324
-2,900
| -3% | -$116K |
|
3080
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $3.36M | ﹤0.01% |
3,812,357
-425,720
| -10% | -$37.2M |
|
|
EMKR
3081
DELISTED
Emcore Corp
EMKR
| $3.35M | ﹤0.01% |
36,395
+29,152
| +402% | +$2.36M |
|
|
TAST
3082
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $3.35M | ﹤0.01% |
557,124
-30,554
| -5% | -$180K |
|
3083
Lexicon Pharmaceuticals
LXRX
$1.06B
| $3.34M | ﹤0.01% |
727,996
+131,765
| +22% | +$635K |
|
3084
Schwab US Dividend Equity ETF
SCHD
$107B
| $3.34M | ﹤0.01% |
132,537
+68,856
| +108% | +$1.74M |
|
|
MTEM
3085
DELISTED
Molecular Templates, Inc.
MTEM
| $3.34M | ﹤0.01% |
28,475
+3,974
| +16% | +$520K |
|
3086
CEL-SCI Corp
CVM
$25.5M
| $3.33M | ﹤0.01% |
12,792
-284
| -2% | -$176K |
|
|
TECX
3087
Tectonic Therapeutic
TECX
$692M
| $3.33M | ﹤0.01% |
31,203
-2,208
| -7% | -$262K |
|
3088
GCM Grosvenor
GCMG
$2.8B
| $3.33M | ﹤0.01% |
319,320
+257,813
| +419% | +$3.05M |
|
3089
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $3.33M | ﹤0.01% |
38,499
+3,206
| +9% | +$418K |
|
3090
AgEagle Aerial Systems
UAVS
$59.8M
| $3.33M | ﹤0.01% |
631
+531
| +531% | +$2.91M |
|
|
RJET
3091
Republic Airways Holdings
RJET
$960M
| $3.32M | ﹤0.01% |
23,751
-372
| -2% | -$59.9K |
|
3092
Stagwell
STGW
$2.26B
| $3.32M | ﹤0.01% |
568,197
+433,662
| +322% | +$2.03M |
|
|
STFC
3093
DELISTED
State Auto Financial Corp
STFC
| $3.32M | ﹤0.01% |
193,959
-8,057
| -4% | -$151K |
|
3094
Atlanta Braves Holdings Series A
BATRA
$3.65B
| $3.32M | ﹤0.01% |
117,631
-3,407
| -3% | -$94.9K |
|
3095
Primis Financial Corp
FRST
$414M
| $3.3M | ﹤0.01% |
216,449
+22,437
| +12% | +$337K |
|
|
MSP
3096
DELISTED
Datto Holding Corp.
MSP
| $3.3M | ﹤0.01% |
118,552
-25,760
| -18% | -$661K |
|
|
IHC
3097
DELISTED
Independence Holding Company
IHC
| $3.3M | ﹤0.01% |
71,233
-3,570
| -5% | -$158K |
|
|
DZSI
3098
DELISTED
DZS Inc. Common Stock
DZSI
| $3.28M | ﹤0.01% |
158,107
+14,828
| +10% | +$257K |
|
|
PRTK
3099
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
| $3.28M | ﹤0.01% |
481,062
-5,228
| -1% | -$42.3K |
|
3100
Altimmune
ALT
$560M
| $3.27M | ﹤0.01% |
332,290
+241,637
| +267% | +$3.3M |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.