Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UMH
3026
UMH Properties
UMH
$1.38B
| $2.16M | ﹤0.01% |
217,400
+6,096
| +3% | +$62.6K |
|
|
CALL
3027
DELISTED
magicJack VocalTec Ltd
CALL
| $2.16M | ﹤0.01% |
167,683
+32,829
| +24% | +$472K |
|
3028
Bar Harbor Bankshares
BHB
$667M
| $2.15M | ﹤0.01% |
131,668
+2,300
| +2% | +$38.2K |
|
3029
Neonode
NEON
$16.8M
| $2.15M | ﹤0.01% |
33,547
+2,868
| +9% | +$202K |
|
3030
Vicor
VICR
$9.72B
| $2.15M | ﹤0.01% |
262,895
-14,885
| -5% | -$119K |
|
3031
Regional Management Corp
RM
$292M
| $2.15M | ﹤0.01% |
67,604
+2,143
| +3% | +$60.8K |
|
|
PVR
3032
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
| $2.15M | ﹤0.01% |
92,932
-319
| -0.3% | -$7.96K |
|
|
UCFC
3033
DELISTED
United Community Financial Corp
UCFC
| $2.15M | ﹤0.01% |
551,938
+360,426
| +188% | +$1.55M |
|
|
BREW
3034
DELISTED
Craft Brew Alliance, Inc.
BREW
| $2.14M | ﹤0.01% |
159,452
+5,053
| +3% | +$54.7K |
|
|
SALE
3035
DELISTED
RetailMeNot, Inc. Series 1
SALE
| $2.13M | ﹤0.01% |
+60,016
| New | +$1.92M |
|
3036
First Bancorp
FNLC
$399M
| $2.13M | ﹤0.01% |
128,078
+6,638
| +5% | +$114K |
|
3037
Seacoast Banking Corp of Florida
SBCF
$3.43B
| $2.13M | ﹤0.01% |
196,100
+970
| +0.5% | +$10.7K |
|
|
OHAI
3038
DELISTED
OHA Investment Corporation
OHAI
| $2.13M | ﹤0.01% |
286,473
+32,685
| +13% | +$220K |
|
|
ZAGG
3039
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
| $2.12M | ﹤0.01% |
470,724
+43,444
| +10% | +$209K |
|
3040
Provident Financial
PROV
$113M
| $2.12M | ﹤0.01% |
127,482
-6,115
| -5% | -$107K |
|
|
HTBK
3041
DELISTED
Heritage Commerce
HTBK
| $2.11M | ﹤0.01% |
276,289
+9,103
| +3% | +$65.8K |
|
3042
IMAX
IMAX
$2.78B
| $2.11M | ﹤0.01% |
69,896
-3,619
| -5% | -$97.4K |
|
|
NMRX
3043
DELISTED
Numerex Corp
NMRX
| $2.11M | ﹤0.01% |
192,959
+29,516
| +18% | +$314K |
|
|
DALN
3044
DELISTED
DallasNews
DALN
| $2.11M | ﹤0.01% |
67,239
+43,439
| +183% | +$1.29M |
|
|
SEP
3045
DELISTED
Spectra Engy Parters Lp
SEP
| $2.11M | ﹤0.01% |
48,133
+726
| +2% | +$31.6K |
|
|
BKYF
3046
DELISTED
BK KY FINL CORP
BKYF
| $2.11M | ﹤0.01% |
77,304
+5,650
| +8% | +$158K |
|
|
YELL
3047
DELISTED
Yellow Corporation Common Stock
YELL
| $2.11M | ﹤0.01% |
125,021
+77,710
| +164% | +$1.82M |
|
3048
Perdoceo Education
PRDO
$1.95B
| $2.11M | ﹤0.01% |
766,192
+29,656
| +4% | +$91.2K |
|
|
HCCI
3049
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| $2.1M | ﹤0.01% |
116,907
+12,693
| +12% | +$196K |
|
3050
Culp Inc
CULP
$43.8M
| $2.1M | ﹤0.01% |
112,365
-15,280
| -12% | -$287K |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.