Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3001
Gerdau
GGB
$9.48B
| $3.8M | ﹤0.01% |
811,832
-155,125
| -16% | -$759K |
|
|
RVI
3002
DELISTED
Retail Value Inc. Common Shares
RVI
| $3.8M | ﹤0.01% |
1,903,984
+40,363
| +2% | +$71.7K |
|
|
XOMA
3003
DELISTED
Xoma
XOMA
| $3.78M | ﹤0.01% |
111,088
+12,232
| +12% | +$410K |
|
|
WSR
3004
DELISTED
Whitestone REIT
WSR
| $3.78M | ﹤0.01% |
457,595
+170
| +0% | +$1.53K |
|
3005
Oportun Financial
OPRT
$354M
| $3.77M | ﹤0.01% |
188,210
+493
| +0.3% | +$10.1K |
|
3006
Entravision Communication
EVC
$850M
| $3.76M | ﹤0.01% |
562,695
-36,419
| -6% | -$165K |
|
3007
Eos Energy Enterprises
EOSE
$1.5B
| $3.75M | ﹤0.01% |
208,772
+145,250
| +229% | +$2.34M |
|
3008
SmartFinancial
SMBK
$906M
| $3.75M | ﹤0.01% |
156,185
-12,139
| -7% | -$286K |
|
|
TCS
3009
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $3.75M | ﹤0.01% |
19,152
+29
| +0.2% | +$6.03K |
|
3010
Cadiz
CDZI
$299M
| $3.73M | ﹤0.01% |
274,624
-14,002
| -5% | -$168K |
|
3011
Olema Pharmaceuticals
OLMA
$914M
| $3.73M | ﹤0.01% |
133,442
+3,334
| +3% | +$94.9K |
|
3012
Tilray
TLRY
$642M
| $3.73M | ﹤0.01% |
20,626
+13,299
| +182% | +$2.33M |
|
|
ICAD
3013
DELISTED
iCAD Inc
ICAD
| $3.73M | ﹤0.01% |
215,186
+2,796
| +1% | +$49K |
|
3014
Cue Biopharma
CUE
$122M
| $3.72M | ﹤0.01% |
10,644
-379
| -3% | -$147K |
|
|
FPI
3015
Farmland Partners
FPI
$427M
| $3.72M | ﹤0.01% |
308,602
+2,912
| +1% | +$37.4K |
|
3016
Applovin
APP
$104B
| $3.71M | ﹤0.01% |
+49,415
| New | +$3.41M |
|
3017
Amalgamated Financial
AMAL
$1.53B
| $3.71M | ﹤0.01% |
237,395
-7,157
| -3% | -$116K |
|
3018
Home Bancorp
HBCP
$571M
| $3.7M | ﹤0.01% |
97,165
-1,119
| -1% | -$42.8K |
|
|
EMWP
3019
DELISTED
Eros Media World PLC
EMWP
| $3.68M | ﹤0.01% |
120,356
+56,909
| +90% | +$1.55M |
|
3020
Cognyte Software
CGNT
$669M
| $3.68M | ﹤0.01% |
150,195
-509,371
| -77% | -$12.6M |
|
3021
XBiotech
XBIT
$71.3M
| $3.68M | ﹤0.01% |
221,960
+1,147
| +0.5% | +$19.5K |
|
3022
KRONOS Worldwide
KRO
$982M
| $3.67M | ﹤0.01% |
256,648
-22,504
| -8% | -$365K |
|
3023
Treace Medical Concepts
TMCI
$306M
| $3.67M | ﹤0.01% |
+117,430
| New | +$3.74M |
|
3024
UNIFI
UFI
$126M
| $3.67M | ﹤0.01% |
150,528
-7,021
| -4% | -$187K |
|
3025
Tejon Ranch
TRC
$443M
| $3.67M | ﹤0.01% |
240,998
-5,861
| -2% | -$91.1K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.