Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2826
JFrog
FROG
$11.5B
| $5.08M | ﹤0.01% |
111,530
+52,617
| +89% | +$2.37M |
|
2827
Compañía de Cervecerías Unidas
CCU
$2.16B
| $5.07M | ﹤0.01% |
251,922
-10,933
| -4% | -$203K |
|
2828
Aveanna Healthcare
AVAH
$2.51B
| $5.06M | ﹤0.01% |
+409,411
| New | +$4.86M |
|
2829
Nkarta
NKTX
$164M
| $5.06M | ﹤0.01% |
159,529
-62,111
| -28% | -$1.79M |
|
2830
Seer Inc
SEER
$115M
| $5.05M | ﹤0.01% |
154,019
-5,518
| -3% | -$218K |
|
|
AUD
2831
DELISTED
Audacy, Inc.
AUD
| $5.05M | ﹤0.01% |
1,170,787
+45,916
| +4% | +$211K |
|
2832
Alerus Financial
ALRS
$841M
| $5.04M | ﹤0.01% |
173,544
-2,482
| -1% | -$77.6K |
|
|
CONN
2833
DELISTED
Conn's Inc.
CONN
| $5.03M | ﹤0.01% |
197,340
-4,003
| -2% | -$92.5K |
|
2834
ASE Group
ASX
$104B
| $5.01M | ﹤0.01% |
622,526
-169,088
| -21% | -$1.36M |
|
|
SCU
2835
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $5.01M | ﹤0.01% |
203,766
+13,701
| +7% | +$330K |
|
2836
Tidewater
TDW
$4.54B
| $5.01M | ﹤0.01% |
415,642
-4,637
| -1% | -$61.6K |
|
2837
Relmada Therapeutics
RLMD
$507M
| $5.01M | ﹤0.01% |
156,398
-6,296
| -4% | -$219K |
|
2838
Stereotaxis
STXS
$137M
| $5M | ﹤0.01% |
519,083
+21,542
| +4% | +$170K |
|
|
SFT
2839
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
| $5M | ﹤0.01% |
58,277
+47,223
| +427% | +$3.78M |
|
|
CAMP
2840
DELISTED
CalAmp Corp.
CAMP
| $4.98M | ﹤0.01% |
17,036
-175
| -1% | -$52.2K |
|
|
HT
2841
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $4.97M | ﹤0.01% |
462,028
+72,042
| +18% | +$796K |
|
|
SGFY
2842
DELISTED
Signify Health, Inc.
SGFY
| $4.97M | ﹤0.01% |
163,329
-1,236
| -0.8% | -$34K |
|
2843
Rocky Brands
RCKY
$354M
| $4.96M | ﹤0.01% |
89,209
-2,488
| -3% | -$140K |
|
2844
Algonquin Power & Utilities
AQN
$4.46B
| $4.94M | ﹤0.01% |
332,260
-105,429
| -24% | -$1.66M |
|
|
AHT
2845
Ashford Hospitality Trust
AHT
$20.2M
| $4.94M | ﹤0.01% |
10,839
+9,174
| +551% | +$3.33M |
|
2846
Gossamer Bio
GOSS
$80.9M
| $4.94M | ﹤0.01% |
608,206
+5,066
| +0.8% | +$43.9K |
|
|
ROCC
2847
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $4.93M | ﹤0.01% |
209,017
+3,752
| +2% | +$68.4K |
|
2848
SoundThinking
SSTI
$108M
| $4.92M | ﹤0.01% |
100,984
-293
| -0.3% | -$11.2K |
|
2849
Oric Pharmaceuticals
ORIC
$1.43B
| $4.92M | ﹤0.01% |
277,891
+47,134
| +20% | +$1.03M |
|
2850
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
| $4.91M | ﹤0.01% |
51,411
-1,645
| -3% | -$152K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.