Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Small Cap ETF
DFAS
|
+$269M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$196M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$176M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$163M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$139M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.75B |
| 2 |
Apple
AAPL
|
+$727M |
| 3 |
CSX Corp
CSX
|
+$394M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$353M |
| 5 |
Microsoft
MSFT
|
+$300M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Financials | 12.84% |
| 3 | Healthcare | 12.33% |
| 4 | Consumer Discretionary | 11.5% |
| 5 | Communication Services | 9.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CMRX
2601
DELISTED
Chimerix, Inc.
CMRX
| $7.14M | ﹤0.01% |
892,754
+276,795
| +45% | +$2.3M |
|
2602
Nicolet Bankshares
NIC
$3.73B
| $7.12M | ﹤0.01% |
101,265
-443
| -0.4% | -$34.5K |
|
2603
Atossa Therapeutics
ATOS
$25.5M
| $7.1M | ﹤0.01% |
74,923
+65,213
| +672% | +$3.45M |
|
2604
Sierra Bancorp
BSRR
$532M
| $7.1M | ﹤0.01% |
278,988
-6,305
| -2% | -$170K |
|
|
SNR
2605
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $7.09M | ﹤0.01% |
807,840
-5,680
| -0.7% | -$39.1K |
|
2606
Pearson
PSO
$9.78B
| $7.08M | ﹤0.01% |
609,910
-104,782
| -15% | -$1.22M |
|
2607
Allegro MicroSystems
ALGM
$8.23B
| $7.05M | ﹤0.01% |
254,654
+23,377
| +10% | +$610K |
|
2608
Accel Entertainment
ACEL
$1.01B
| $7.05M | ﹤0.01% |
593,955
+26,173
| +5% | +$325K |
|
2609
Alpha and Omega Semiconductor
AOSL
$916M
| $7.04M | ﹤0.01% |
231,843
+14,252
| +7% | +$438K |
|
2610
Telos
TLS
$344M
| $7.04M | ﹤0.01% |
207,039
+23,504
| +13% | +$792K |
|
|
ETWO
2611
DELISTED
E2open Parent Holdings
ETWO
| $7.04M | ﹤0.01% |
616,548
+379,019
| +160% | +$4.36M |
|
2612
i3 Verticals
IIIV
$325M
| $7.04M | ﹤0.01% |
232,901
+22,067
| +10% | +$700K |
|
|
TSC
2613
DELISTED
TriState Capital Holdings, Inc.
TSC
| $7.03M | ﹤0.01% |
344,878
+4,723
| +1% | +$108K |
|
2614
A10 Networks
ATEN
$1.96B
| $7.02M | ﹤0.01% |
623,522
-20,835
| -3% | -$202K |
|
|
ALBO
2615
DELISTED
Albireo Pharma Inc
ALBO
| $7M | ﹤0.01% |
198,958
-7,409
| -4% | -$241K |
|
2616
PDF Solutions
PDFS
$2.13B
| $6.99M | ﹤0.01% |
384,526
-17,699
| -4% | -$317K |
|
|
XOG
2617
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
| $6.99M | ﹤0.01% |
+127,234
| New | +$6.02M |
|
2618
C3.ai
AI
$1.58B
| $6.98M | ﹤0.01% |
111,575
+8,236
| +8% | +$512K |
|
|
SPPI
2619
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $6.98M | ﹤0.01% |
1,860,874
+227,324
| +14% | +$790K |
|
|
FRTA
2620
DELISTED
Forterra, Inc
FRTA
| $6.97M | ﹤0.01% |
296,681
-10,112
| -3% | -$237K |
|
|
XXII
2621
22nd Century Group
XXII
$1.42M
| – | – |
0
| – | – |
|
|
BTRS
2622
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
| $6.94M | ﹤0.01% |
549,790
+436,847
| +387% | +$6.31M |
|
2623
Oil States International
OIS
$526M
| $6.94M | ﹤0.01% |
883,582
-20,375
| -2% | -$136K |
|
|
SNCY
2624
DELISTED
Sun Country Airlines
SNCY
| $6.93M | ﹤0.01% |
187,230
+166,838
| +818% | +$6.48M |
|
|
LL
2625
DELISTED
LL Flooring Holdings, Inc.
LL
| $6.92M | ﹤0.01% |
328,018
-12,624
| -4% | -$297K |
|
Similar funds
Northern Trust's Q2 2021 Portfolio in Review
As of Q2 2021, Northern Trust held 4,700 positions worth $568B, up 5.6% from $538B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q2 2021 filing shows 228 new, 1,693 increased, 2,389 reduced and 115 closed positions. Its largest new stake was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M. The largest sale was Alibaba, an estimated $1.75B.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q2 2021 buy was Dimensional US Small Cap ETF: 4,630,698 shares worth $2.71M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q2 2021, an estimated $196M increase.
- Northern Trust's biggest Q2 2021 reduction was Alibaba, cutting an estimated $1.75B.
- Northern Trust fully exited Varian Medical Systems, Inc. in Q2 2021, selling an estimated $203M.
- Northern Trust's ten largest holdings make up 21% of its $568B portfolio in Q2 2021.
- Northern Trust opened 228 new positions and closed 115 in Q2 2021.
- Northern Trust's portfolio value rose 5.6% quarter-over-quarter to $568B.
Based on Northern Trust's 13F filing for Q2 2021, filed 13 Aug 2021.